DFX Intelligence

T••••• M•••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

T••••• M•••••• R•••••••••

Advisor at C••••• • R••••••••• I•••

MAITLAND, FL

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Search this name across graphsid dfx:ria:7504c24c-22ab-93a9-b57b-13c399646c3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• • R••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• • R••••••••• I•••	Independent wealth	Aug 3, 2015	n/a	yes	MAITLAND, FL	Current employment
K•••• M•••••••••	Former SEC adviser	Jan 8, 2014	Dec 15, 2015	no	PONTE VEDRA BEACH, FL\|MAITLAND, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••• M•••••••••	C••••• • R••••••••• I•••	Dec 15, 2015	Aug 3, 2015	-134	Firm change after gap	Other

Relationships

Registered with (2)

→ C••••• • R••••••••• I•••Registered adviserregistration: current employment
Aug 3, 2015 to presentfactForm ADV
→ K•••• M•••••••••Registered adviserregistration: previous registration
Jan 8, 2014 to Dec 15, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7504c24c-22ab-93a9-b57b-13c399646c3a
First observed: Jan 8, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.