DFX Intelligence

W•••••• R••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

W•••••• R••••• D••••••

Advisor at M•••••••• M••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:7507f9df-7635-43c0-705b-faf372a1da6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• M••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 2, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• M••••	State registered	Apr 5, 2022	n/a	yes	CHICAGO, IL	Current employment
M•••••• I•••••••••	I•••••••••_WEALTH	Mar 1, 2022	Apr 7, 2022	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• I•••••••••	M•••••••• M••••	Apr 7, 2022	Apr 5, 2022	-2	Firm change	RIA to state RIA
A••••••••• L••	M•••••• I•••••••••	Mar 30, 2022	Mar 1, 2022

Relationships

Registered with (7)

→ M•••••••• M••••Registered adviserregistration: current employment
Apr 5, 2022 to presentfactForm ADV
→ M•••••• I•••••••••Registered adviserregistration: previous registration
Mar 1, 2022 to Apr 7, 2022factForm ADV
→ A••••••••• L••Registered adviserregistration: previous registration
Mar 9, 2021 to Mar 30, 2022factForm ADV
→ L••••••• W••••• M••••••••• L••

Dated events

Occurred
Apr 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7507f9df-7635-43c0-705b-faf372a1da6d
First observed: May 5, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.