DFX Intelligence

E•••••• C•••••• ••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

E•••••• C•••••• ••• L••

CRD 156384

LONDON

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Search this name across graphsid dfx:ria:75149849-08e0-5060-a3c3-5995c1a15f74

Data as of May 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 3
On other graphs: 0
Observed: Mar 30, 2012 to May 21, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $19B••• Locked
Discretionary RAUM: $19B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 36

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•••••• C•••••• E••••• F•••	Hedge Fund	$8.1B	May 21, 2026	1,218	Mar 30, 2012	reported	021-147759
E•••••• I••••••••• P•••••••• L•••	Hedge Fund	$4.6B	May 21, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• J•••• C•••••••••	MEMBER/CHIEF INVESTMENT OFFICER	Na	yes	07/2013	Mar 30, 2012	Jun 27, 2024
A•••••••• J•••• C•••••••••	Shareholder	D	yes	03/1994	Mar 30, 2012	Jun 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E•••••• C•••••• •••• L•	n/a	Asset manager	$20B	N	yes	n/a
E•••••• C•••••• ••• L••••••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$19B	$15B	24.0%	$27B	-11.3%	36	41	0	0

Relationships

Affiliated with (2)

→ E•••••• C•••••• •••• L•Registered adviserother investment adviser, bank, common control
factForm ADV
← E•••••• C•••••• •••• L•Registered adviserother investment adviser, bank, control, common control
factForm ADV

Advises (9)

→ E•••••• I••••••••• P•••••••• L•••Private fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ E•••••• C•••••• E••••• F•••

Dated events

Occurred
Jun 22, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-8.9B
Occurred
Jun 25, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$7.2B
Occurred
Aug 20, 2013
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75149849-08e0-5060-a3c3-5995c1a15f74
First observed: Mar 30, 2012
Last observed: May 21, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.