DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••• C•••••• ••• L••
Latest filing May 21, 2026
First filing on the tape Mar 30, 2012 · 37 filings
SEC status approved since Feb 25, 2011
RAUM
$19B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
36
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$19B as of May 21, 2026
Jun 28, 2012$5.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 21, 2026
Jun 28, 20120 then
Employees (5.A)36 as of May 21, 2026
May 29, 201336 then
Private funds3 as of May 21, 2026
Jun 28, 20126 then
RAUM +24% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.8BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.0B, 2 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$19B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.0B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••• C•••••• E••••• F••• | Hedge Fund | $6.6B | 778 | Mar 30, 2012 |
| E•••••• I••••••••• P•••••••• L••• | Hedge Fund | $4.9B | 127 | Mar 30, 2012 |
| E•••••• L••••••••• M••••• F••• L•••••• | Hedge Fund | $2.3B | 315 | May 29, 2013 |
| T•• E•••••• E••••••• D••••• F••• L••••••no longer reported | Hedge Fund | $1.7B | 300 | Mar 30, 2012 |
| T•• E•••••• E••••••• E••••• F••• L••••••no longer reported | Hedge Fund | $978M | 200 | Mar 30, 2012 |
| S••••••• G••• E•••••• E•••••no longer reported | Hedge Fund | $710M | 100 | Mar 30, 2012 |
| D••• E•••••• S••••••• I••••••••• F•••no longer reported | Other Private Fund | $640M | 165 | Mar 30, 2012 |
| E•••••• C•••••• P•••••••• L•••no longer reported | Hedge Fund | $480M | 50 | Mar 30, 2012 |
| E•••••• E•• M••••• F••• L••no longer reported | Hedge Fund | $60.9M | 6 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• J•••• C••••••••• · Member/Chief Investment Officercontrolsince 07/2013 · owns less than 5%
- B•••• M••••••• A••••• · Finance Director/Membercontrolsince 10/2014 · owns less than 5%
- B•••••••• J••••••• J•••• · Chief Executive Officer/Membercontrolsince 08/2010 · owns less than 5%
- B••••••••• W••••••• G•••• · Membercontrolsince 07/2013 · owns less than 5%
- C•••• S••••• H•••• F•••••• · Chief Operating Officer/Membercontrolsince 10/2014 · owns less than 5%
- K••••• R•••••• · Chairman Of Ecl/Membercontrolsince 01/2011 · owns less than 5%
- N•••• P•••••• C•••••• D••••• · General Counsel And Chief Compliance Officer/Membercontrolsince 04/2015 · owns less than 5%
- A•••••••• J•••• C••••••••• · Shareholdercontrolsince 03/1994 · owns 50% to 75% of E•••••• C•••••• L••••••
- B••••••••• W••••••• G•••• · Shareholdercontrolsince 03/1994 · owns 50% to 75% of E•••••• C•••••• L••••••
Entity owners
- E•••••• C•••••• L•••••• · Corporate Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- E•••••• C•••••• ••• L••••••bankpooled vehicle sponsorn
- E•••••• C•••••• •••• L•investment adviserbanknRAUM $20B
Advisers that list E•••••• C•••••• ••• L•• as a related person
- 297738 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $6.6B to $7.0BJun 25, 2025 to May 21, 2026
- Employees · 38 to 36Jun 25, 2025 to May 21, 2026
- Discretionary RAUM · $16B to $19BJun 25, 2025 to May 21, 2026
- Pooled vehicle RAUM · $16B to $19BJun 25, 2025 to May 21, 2026
- RAUM · $16B to $19BJun 25, 2025 to May 21, 2026
- Advisory employees · 7 to 8Jun 27, 2024 to Jun 25, 2025
- Assets in custody · $6.8B to $6.6BJun 27, 2024 to Jun 25, 2025
- Employees · 36 to 38Jun 27, 2024 to Jun 25, 2025
- Financial planning clients · unset to Jun 27, 2024 to Jun 25, 2025
- HQ state · unset to Jun 27, 2024 to Jun 25, 2025
- Discretionary RAUM · $16B to $16BJun 27, 2024 to Jun 25, 2025
- Pooled vehicle RAUM · $16B to $16BJun 27, 2024 to Jun 25, 2025
- RAUM · $16B to $16BJun 27, 2024 to Jun 25, 2025
- Advisory employees · 11 to 7Jun 22, 2023 to Jun 27, 2024
- Assets in custody · $6.8B to $6.8BJun 22, 2023 to Jun 27, 2024
- Employees · 41 to 36Jun 22, 2023 to Jun 27, 2024
- Discretionary RAUM · $15B to $16BJun 22, 2023 to Jun 27, 2024
- Pooled vehicle RAUM · $15B to $16BJun 22, 2023 to Jun 27, 2024
- RAUM · $15B to $16BJun 22, 2023 to Jun 27, 2024
- Related broker-dealer · true to falseJun 22, 2023 to Jun 27, 2024
- Advisory employees · 13 to 11Jun 24, 2022 to Jun 22, 2023
- Assets in custody · $12B to $6.8BJun 24, 2022 to Jun 22, 2023
- Employees · 42 to 41Jun 24, 2022 to Jun 22, 2023
- Discretionary RAUM · $24B to $15BJun 24, 2022 to Jun 22, 2023
- Pooled vehicle RAUM · $24B to $15BJun 24, 2022 to Jun 22, 2023
- RAUM · $24B to $15BJun 24, 2022 to Jun 22, 2023
- Advisory employees · 17 to 13Jun 25, 2021 to Jun 24, 2022
- Assets in custody · $13B to $12BJun 25, 2021 to Jun 24, 2022
- Employees · 45 to 42Jun 25, 2021 to Jun 24, 2022
- Discretionary RAUM · $27B to $24BJun 25, 2021 to Jun 24, 2022
- Pooled vehicle RAUM · $27B to $24BJun 25, 2021 to Jun 24, 2022
- RAUM · $27B to $24BJun 25, 2021 to Jun 24, 2022
- Advisory employees · 18 to 17Jun 29, 2020 to Jun 25, 2021
- Assets in custody · $9.2B to $13BJun 29, 2020 to Jun 25, 2021
- Employees · 47 to 45Jun 29, 2020 to Jun 25, 2021
- Discretionary RAUM · $20B to $27BJun 29, 2020 to Jun 25, 2021
- Pooled vehicle RAUM · $20B to $27BJun 29, 2020 to Jun 25, 2021
- RAUM · $20B to $27BJun 29, 2020 to Jun 25, 2021
- Advisory employees · 16 to 18Jun 28, 2019 to Jun 29, 2020
- Assets in custody · $9.8B to $9.2BJun 28, 2019 to Jun 29, 2020
Signals
3 dated events
- E•••••• C•••••• ••• L•• reported RAUM $15.4B, down 37% from $24.3B (2022-06-24 to 2023-06-22)Jun 22, 2023 · RAUM change · derived
- E•••••• C•••••• ••• L•• reported RAUM $27.4B, up 36% from $20.2B (2020-06-29 to 2021-06-25)Jun 25, 2021 · RAUM change · derived
- E•••••• C•••••• ••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 20, 2013 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- E••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44(0)2074109090reportedpublic record, Form ADV, May 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026