This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PROSPERA FINANCIAL SERVICES, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 2, 2014earliest registration or exam on IAPD

Years in industry

12derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Jun 2, 2014

First registration

Mar 29, 2016

Dual registered

yes, broker-dealer

Other names

CHRISTINA ANNE T MCCAUGHEY

IAPD individual key

3047575

• Occurred

  Nov 5, 2025
  Advisor changed firm

  Christina Anne Mccaughey left Ameriprise Financial Services, Llc for Prospera Financial Services, Inc. (registered 2025-10-30)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7515ee54-e512-472f-037d-fa6123dfa893

First observed

Mar 29, 2016

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.