DFX Intelligence

R••• S•••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

R••• S•••••• R•••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Draper, UT

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Search this name across graphsid dfx:ria:75188343-3e9b-e80c-a172-3f3fdc985254

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 20, 2019	n/a	yes	Draper, UT	Current employment
M••••• S••••••	Wirehouse	May 6, 2013	Aug 5, 2019	no	Salt Lake City, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Aug 5, 2019	Aug 20, 2019	15	Firm change	Wirehouse to ibd
L••• C•••••• M••••••••• I•••	M••••• S••••••	Mar 28, 2013	May 6, 2013

Relationships

Registered with (3)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 20, 2019 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 6, 2013 to Aug 5, 2019factForm ADV
→ L••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 10, 2012 to Mar 28, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75188343-3e9b-e80c-a172-3f3fdc985254
First observed: Aug 10, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.