DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Simmons Richards
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ryan Richards
At current firm
7 y
since Aug 20, 2019
In the industry
18 y
since Aug 22, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Aug 20, 2019 · Draper, Ut
- Morgan Stanley wirehouseMay 6, 2013 to Aug 5, 2019 · Salt Lake City, Ut
- Lunt Capital Management Inc. mixed wealthAug 10, 2012 to Mar 28, 2013 · Holladay, Ut
Moves
a registration end followed by a registration begin elsewhere
- Morgan Stanley to Raymond James Financial Services Advisors, Incleft Aug 5, 2019, registered Aug 20, 2019 (15 days) · Wirehouse to affiliated broker-dealer or bank
- Lunt Capital Management Inc. to Morgan Stanleyleft Mar 28, 2013, registered May 6, 2013 (39 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address