DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DWV ADVISORS, LLC

CRD 154148

ESSEX JUNCTION, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75263a72-9c12-7286-99af-2a364ed675b2

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 6, 2012 to Jun 25, 2026
38 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $157MItem 5.F on the latest filing (2026-06-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $157M
Private client RAUM: $157MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $157Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 55
Individual clients: 9
High net worth clients: 6
SEC number: 801-76788
CRD: 154148
Filings on the tape: 38
First filed: Jun 6, 2012
Latest filed: Jun 25, 2026
Organised: Limited Liability Company, VT
Website: dwvadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DENNIS WILLIAM VOIGT	Personal Financial Specialist	ESSEX JUNCTION, VT	16	36	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
VOIGT, DENNIS, WILLIAM	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	08/2009	Jun 6, 2012	Mar 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DWV CPA PC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 24, 2026	$157M	$157M	1	1	0	n/a	n/a
2024	Mar 3, 2025	$148M	$148M	1	1	0	n/a	n/a
2023	Mar 11, 2024	$106M	$106M	1	1	0	n/a	n/a
2022	Mar 3, 2023	$117M	$117M	1	1	0	n/a	n/a
2021	Mar 5, 2022	$130M	$130M	2	2	0	n/a	n/a
2020	Mar 18, 2021	$124M	$124M	2	2	0	n/a	n/a
2019	Mar 18, 2020	$160M	$160M	2	2	1	n/a	n/a
2018	Mar 7, 2019	$150M	$150M	2	2	1	n/a	n/a
2017	Mar 16, 2018	$151M	$151M	2	2	0	n/a	n/a
2016	Mar 8, 2017	$142M	$6.3M	1	1	n/a	n/a	n/a
2015	Mar 14, 2016	$113M	$1.1M	1	1	n/a	n/a	n/a
2014	Mar 4, 2015	$114M	$838,337	1	1	n/a	n/a	n/a
2013	Mar 15, 2014	$112M	$583,395	1	1	n/a	n/a	n/a
2012	Mar 18, 2013	$100M	$600,000	1	1	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$157M	$148M	5.5%	$117M	10.3%	1	1	0	0

Relationships

Registered with (2)

← DENNIS WILLIAM VOIGTAdvisorregistration: current employment
Aug 30, 2010 to presentfactForm ADV
← Graham VoigtAdvisorregistration: previous registration
Mar 17, 2014 to Apr 25, 2022factForm ADV

Controls (1)

← VOIGT, DENNIS, WILLIAMOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 6, 2012 to Mar 11, 2024factForm ADV

Dated events

Occurred
Apr 25, 2022
Advisor changed firm
Graham Voigt left Dwv Advisors, Llc for Wh Cornerstone Investments Inc. (registered 2022-05-04)
Form ADVobserved 5 days ago
Occurred
Jun 6, 2012
First Form ADV filing
Bascomb Madison & James Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75263a72-9c12-7286-99af-2a364ed675b2
First observed: Jun 6, 2012
Last observed: Jun 25, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DWV ADVISORS, LLC

CRD 154148

ESSEX JUNCTION, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75263a72-9c12-7286-99af-2a364ed675b2

Data as of Jun 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:31 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DENNIS WILLIAM VOIGT

Personal Financial Specialist

ESSEX JUNCTION, VT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

VOIGT, DENNIS, WILLIAM

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

08/2009

Jun 6, 2012

Mar 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DWV CPA PC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 24, 2026

$157M

n/a

2024

Mar 3, 2025

$148M

n/a

2023

Mar 11, 2024

$106M

n/a

2022

Mar 3, 2023

$117M

n/a

2021

Mar 5, 2022

$130M

n/a

2020

Mar 18, 2021

$124M

n/a

2019

Mar 18, 2020

$160M

n/a

2018

Mar 7, 2019

$150M

n/a

2017

Mar 16, 2018

$151M

n/a

2016

Mar 8, 2017

$142M

$6.3M

n/a

2015

Mar 14, 2016

$113M

$1.1M

n/a

2014

Mar 4, 2015

$114M

$838,337

n/a

2013

Mar 15, 2014

$112M

$583,395

n/a

2012

Mar 18, 2013

$100M

$600,000

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$157M

$148M

5.5%

$117M

10.3%