DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dwv Advisors, LLC
Latest filing Jun 25, 2026
First filing on the tape Jun 6, 2012 · 38 filings
SEC status approved since Jun 14, 2012
RAUM
$157M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$157M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$157M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$157M as of Jun 25, 2026
Mar 18, 2013$100M then
HNW client RAUM$151M as of Jun 25, 2026
Mar 16, 2018$108M then
State-registered IARs (5.B.3)1 as of Jun 25, 2026
Mar 18, 20131 then
Employees (5.A)1 as of Jun 25, 2026
Mar 18, 20131 then
Private funds: no history
RAUM +5.5% over the last fiscal year+10% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $157MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 15derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $25.1MderivedHNW RAUM over HNW clients
- Average account
- $2.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$151M96%
- Individuals$5.9M3.8%
- Individual clients
- 9reported
- HNW clients
- 6reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 55reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dennis William VoigtPersonal Financial Specialist | Essex Junction, Vt | Aug 30, 2010 | 36 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Graham Voigt to Wh Cornerstone Investments Inc.Apr 25, 2022 · RIA to RIA
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William Dennis Voigt · Managing Member/Chief Compliance Officercontrolsince 08/2009 · owns 75% or more
Related persons
Schedule D 7.A
- Dwv Cpa Pcinsurancey
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 51 to 55Jul 31, 2025 to Feb 26, 2026
- HNW clients · 7 to 6Jul 31, 2025 to Feb 26, 2026
- Individual clients · 8 to 9Jul 31, 2025 to Feb 26, 2026
- Discretionary RAUM · $148M to $157MJul 31, 2025 to Feb 26, 2026
- HNW RAUM · $144M to $151MJul 31, 2025 to Feb 26, 2026
- Individual RAUM · $4.0M to $5.9MJul 31, 2025 to Feb 26, 2026
- RAUM · $148M to $157MJul 31, 2025 to Feb 26, 2026
- Business name · BASCOMB MADISON & JAMES CAPITAL MANAGEMENT to DWV ADVISORS, LLCMar 3, 2025 to Jul 31, 2025
- Financial planning clients · 11-25 to 11-25Mar 3, 2025 to Jul 31, 2025
- Accounts · 42 to 51Mar 11, 2024 to Mar 3, 2025
- HNW clients · 6 to 7Mar 11, 2024 to Mar 3, 2025
- Individual clients · 5 to 8Mar 11, 2024 to Mar 3, 2025
- Discretionary RAUM · $106M to $148MMar 11, 2024 to Mar 3, 2025
- HNW RAUM · $103M to $144MMar 11, 2024 to Mar 3, 2025
- Individual RAUM · $2.7M to $4.0MMar 11, 2024 to Mar 3, 2025
- RAUM · $106M to $148MMar 11, 2024 to Mar 3, 2025
- Accounts · 40 to 42Jan 18, 2024 to Mar 11, 2024
- HNW clients · 5 to 6Jan 18, 2024 to Mar 11, 2024
- Financial planning clients · 1-10 to 11-25Jan 18, 2024 to Mar 11, 2024
- Discretionary RAUM · $117M to $106MJan 18, 2024 to Mar 11, 2024
- HNW RAUM · $114M to $103MJan 18, 2024 to Mar 11, 2024
- Individual RAUM · $2.4M to $2.7MJan 18, 2024 to Mar 11, 2024
- RAUM · $117M to $106MJan 18, 2024 to Mar 11, 2024
- Accounts · 39 to 40Sep 13, 2022 to Mar 3, 2023
- Individual clients · 6 to 5Sep 13, 2022 to Mar 3, 2023
- Financial planning clients · 0 to 1-10Sep 13, 2022 to Mar 3, 2023
- Discretionary RAUM · $130M to $117MSep 13, 2022 to Mar 3, 2023
- HNW RAUM · $127M to $114MSep 13, 2022 to Mar 3, 2023
- Individual RAUM · $3.2M to $2.4MSep 13, 2022 to Mar 3, 2023
- RAUM · $130M to $117MSep 13, 2022 to Mar 3, 2023
- Advisory employees · 2 to 1Sep 2, 2022 to Sep 13, 2022
- Advisory activities · 3 to 4Sep 2, 2022 to Sep 13, 2022
- Employees · 2 to 1Sep 2, 2022 to Sep 13, 2022
- Financial planning clients · unset to 0Sep 2, 2022 to Sep 13, 2022
- State-registered IARs · 2 to 1Sep 2, 2022 to Sep 13, 2022
- Legal name · DWV ASSET MANAGEMENT LLC to DWV ADVISORS, LLCJul 1, 2022 to Sep 2, 2022
- HQ city · SOUTH BURLINGTON to ESSEX JUNCTIONMar 5, 2022 to May 2, 2022
- Legal name · VOIGT CAPITAL MANAGEMENT, LLC to DWV ASSET MANAGEMENT LLCMay 2, 2022 to May 2, 2022
- Accounts · 40 to 39Mar 18, 2021 to Mar 5, 2022
- HNW clients · 6 to 5Mar 18, 2021 to Mar 5, 2022
Signals
2 dated events
- Graham Voigt left Dwv Advisors, Llc for Wh Cornerstone Investments Inc. (registered 2022-05-04)Apr 25, 2022 · Advisor changed firm · fact
- Bascomb Madison & James Capital Management, Llc filed its initial SEC registration (Form ADV)Jun 6, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 802-879-3766reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/dwv-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- dwvadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 802-879-3766reportedpublic record, Form ADV, Jun 25, 2026
- Team page
- dwvadvisors.com/team-member/dennis-w-voigtreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $157Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026