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RIA / WealthAdvisorCertified Financial Planner21 years in industry

ERIC ALLEN OBERGFELL

Advisor at WELLTH ADVISORY SERVICES, LLC

SHOREWOOD, IL | Urbandale, IA

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Search this name across graphsid dfx:ria:7528b899-df08-deef-c038-8e9689776250

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLTH ADVISORY SERVICES, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S66
First exam: Jun 13, 2005
First registration: Jun 14, 2005
Dual registered: no
IAPD individual key: 4956846

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLTH ADVISORY SERVICES, LLC	Institutional manager	Jun 28, 2024	n/a	yes	Urbandale, IA\|SHOREWOOD, IL	Current employment
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Aug 20, 2019	Jul 5, 2024	no	SAN RAFAEL, CA\|Urbandale, IA	Previous registration
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Aug 24, 2016	Aug 15, 2019	no	Denver, CO\|SAN RAFAEL, CA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Mar 26, 2012	Jul 21, 2016	no	DENVER, CO\|DENVER, CO\|DES MOINES, IA	Previous registration
J.P. MORGAN INSTITUTIONAL INVESTMENTS	Former SEC adviser	Jan 12, 2011	Dec 31, 2011	no	ENGLEWOOD, CO\|KANSAS CITY, MO\|OVERLAND PARK, KS	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jun 14, 2005	Dec 2, 2010	no	DENVER, CO\|DENVER, CO\|DES MOINES, IA\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL RETIREMENT PARTNERS LLC	WELLTH ADVISORY SERVICES, LLC	Jul 5, 2024	Jun 28, 2024	-7	Bulk transfer	Other
PRINCIPAL SECURITIES, INC.	GLOBAL RETIREMENT PARTNERS LLC	Jul 21, 2016	Aug 24, 2016	34	Firm change	Other
J.P. MORGAN INSTITUTIONAL INVESTMENTS	PRINCIPAL SECURITIES, INC.	Dec 31, 2011	Mar 26, 2012	86	Firm change	Other
PRINCIPAL SECURITIES, INC.	J.P. MORGAN INSTITUTIONAL INVESTMENTS	Dec 2, 2010	Jan 12, 2011	41	Firm change	Other

Relationships

Registered with (4)

→ WELLTH ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jun 28, 2024 to presentfactForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Aug 20, 2019 to Jul 5, 2024factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Mar 26, 2012 to Jul 21, 2016factForm ADV
→ J.P. MORGAN INSTITUTIONAL INVESTMENTSRegistered adviserregistration: previous registration
Jan 12, 2011 to Dec 31, 2011factForm ADV

Dated events

No dated event names this entity yet.