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Advisor at LPL ENTERPRISE, LLC
PORT ST. LUCIE, FL | MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Jul 1, 2026 | n/a | yes | MIAMI, FL|PORT ST. LUCIE, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 11, 2011 | May 2, 2023 | no | PALM BEACH GARDENS, FL|PALM BEACH GARDENS, FL|PALM BEACH, FL|JUPITER, FL|PALM BEACH, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 23, 2008 | Apr 6, 2011 | no | PALM BEACH GARDENS, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 8, 2003 | Oct 30, 2008 | no | MANALAPAN, FL|DELRAY BEACH, FL|BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Aug 9, 2001 | Mar 26, 2003 | no | POMPANO BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | LPL ENTERPRISE, LLC | May 2, 2023 | Jul 1, 2026 | 1,156 | Firm change after gap | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 6, 2011 | Mar 11, 2011 | -26 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | UBS FINANCIAL SERVICES INC. | Oct 30, 2008 | Oct 23, 2008 | -7 | Firm change | Other |
| WELLS FARGO ADVISORS | CITIGROUP GLOBAL MARKETS INC. | Mar 26, 2003 | Apr 8, 2003 | 13 | Firm change | Other |