DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NEWDAY
Lafayette, CA | SOUTHBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Newday | Independent wealth | May 10, 2024 | n/a | yes | SOUTHBURY, CT|Lafayette, CA | Current employment |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Aug 4, 2015 | Apr 10, 2024 | no | Lafayette, CA|BOSTON, MA|SAN FRANCISCO, CA|MINNEAPOLIS, MN | Previous registration |
| BLACKROCK FUND ADVISORS | Asset manager | Jan 26, 2009 | Sep 6, 2013 | no | SAN FRANCISCO, CA | Previous registration |
| ASSEMBLY WEALTH | Independent wealth | Jan 1, 2008 | Jun 6, 2008 | no | SAN FRANCISCO, CA | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Jun 26, 2006 | Aug 29, 2006 | no | PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | Newday | Apr 10, 2024 | May 10, 2024 | 30 | Firm change | Other |
| BLACKROCK FUND ADVISORS | RBC CAPITAL MARKETS, LLC | Sep 6, 2013 | Aug 4, 2015 | 697 | Firm change after gap | Other |
| ASSEMBLY WEALTH | BLACKROCK FUND ADVISORS | Jun 6, 2008 | Jan 26, 2009 | 234 | Firm change | Other |
| FISHER INVESTMENTS | ASSEMBLY WEALTH | Aug 29, 2006 | Jan 1, 2008 | 490 | Firm change after gap | Other |