DFX Intelligence

K•••• J••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

K•••• J••••• M•••••

Advisor at A•• W••••• A•••••••• L••

YORBA LINDA, CA

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Search this name across graphsid dfx:ria:752e6d5e-4cfc-fc3f-8786-b7d7d0e27a2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 21, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 18, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•• W••••• A•••••••• L••	Independent wealth	Aug 31, 2026	n/a	yes	YORBA LINDA, CA	Current employment
B••••• C•••••• C••••••••• L••	State registered	Dec 10, 2025	Jul 20, 2026	no	Yorba Linda, CA\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• C•••••• C••••••••• L••	A•• W••••• A•••••••• L••	Jul 20, 2026	Aug 31, 2026	42	Firm change	Other
C•••• C•••••• L••	B••••• C•••••• C••••••••• L••	Dec 13, 2023	Dec 10, 2025

Relationships

Registered with (6)

→ A•• W••••• A•••••••• L••Registered adviserregistration: current employment
Aug 31, 2026 to presentfactForm ADV
→ B••••• C•••••• C••••••••• L••Registered adviserregistration: previous registration
Dec 10, 2025 to Jul 20, 2026factForm ADV
→ C•••• C•••••• L••Registered adviserregistration: previous registration
Jan 16, 2013 to Dec 13, 2023factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

Occurred
Jul 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:752e6d5e-4cfc-fc3f-8786-b7d7d0e27a2e
First observed: May 21, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.