RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• J••••• M•••••
- A•• W••••• A•••••••• L•• independent RIA currentsince Aug 31, 2026 · Yorba Linda, Ca
- B••••• C•••••• C••••••••• L•• state registeredDec 10, 2025 to Jul 20, 2026 · Yorba Linda, Ca
- C•••• C•••••• L•• unclassifiedJan 16, 2013 to Dec 13, 2023 · Newport Beach, Ca
- L•• F•••••••• L•• BD affiliatedNov 24, 2010 to Feb 21, 2013 · Huntington Beach, Ca
- P•••••• E••••• A•••••••• I••• unclassifiedNov 27, 2007 to Jan 2, 2008 · Irvine, Ca
- A• G• E•••••• • S•••• I••• unclassifiedMay 21, 2007 to Jul 16, 2007 · San Juan Capistrano, Ca
- B••••• C•••••• C••••••••• L•• to A•• W••••• A•••••••• L••left Jul 20, 2026, registered Aug 31, 2026 (42 days) · Other
- C•••• C•••••• L•• to B••••• C•••••• C••••••••• L••left Dec 13, 2023, registered Dec 10, 2025 (728 days) · Other
- L•• F•••••••• L•• to C•••• C•••••• L••left Feb 21, 2013, registered Jan 16, 2013 (-36 days) · Other
- P•••••• E••••• A•••••••• I••• to L•• F•••••••• L••left Jan 2, 2008, registered Nov 24, 2010 (1057 days) · Other
- A• G• E•••••• • S•••• I••• to P•••••• E••••• A•••••••• I•••left Jul 16, 2007, registered Nov 27, 2007 (134 days) · Other
- K•••• J••••• M••••• left B••••• C•••••• C••••••••• L•• for A•• W••••• A•••••••• L•• (registered 2026-08-31)Jul 20, 2026 · Advisor changed firm · fact
- K•••• J••••• M••••• left C•••• C•••••• L•• for B••••• C•••••• C••••••••• L•• (registered 2025-12-10)Dec 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address