DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M•••••• A••••• S••••••••• L••
Syracuse, NY | SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• A••••• S••••••••• L•• | Bd affiliated wealth | Nov 5, 2024 | n/a | yes | SAN DIEGO, CA|SAN DIEGO, CA|Syracuse, NY | Current employment |
| P•• A••••••• S•••••••• L•• | Independent wealth | Sep 27, 2023 | Oct 31, 2024 | no | ALBANY, NY|Syracuse, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• A••••••• S•••••••• L•• | M•••••• A••••• S••••••••• L•• | Oct 31, 2024 | Nov 5, 2024 | 5 | Firm change | RIA to ibd |
| A••• I••••• A••••••• | P•• A••••••• S•••••••• L•• | Dec 23, 2021 | Sep 27, 2023 |
| A••• I••••• A••••••• | Independent wealth | Oct 11, 2021 | Dec 23, 2021 | no | Syracuse, NY|CHARLOTTE, NC | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Dec 9, 2020 | Feb 11, 2021 | no | NEW YORK, NY | Previous registration |
| 643 |
| Firm change after gap |
| RIA to RIA |
| E•••••••• A•••••••• L•• | A••• I••••• A••••••• | Feb 11, 2021 | Oct 11, 2021 | 242 | Firm change | Ibd to RIA |