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BURNHAM SECURITIES INC., CRD 22549
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BURNHAM, JON MICHAEL | Shareholder | D | yes | 12/1999 | Mar 29, 2012 | Mar 20, 2015 |
| BURNHAM, JON MICHAEL | CHAIRMAN, CHIEF EXECUTIVE OFFICER, DIRECTOR | Na | yes | 11/1990 | Mar 29, 2012 | Mar 20, 2015 |
| HYMAN, DEBRA BURNHAM | VICE PRESIDENT | Na | yes | 01/1995 | Mar 29, 2012 | Mar 20, 2015 |
| ARCHER, DEVON DODSON | OUTSIDE DIRECTOR | F | no | 11/2013 | Mar 20, 2015 | Mar 20, 2015 |
| BURNHAM FINANCIAL GROUP | HOLDING COMPANY | E | no | 12/1999 | Mar 29, 2012 | Mar 20, 2015 |
| SHEEHAN, WILLIAM NOLAN | ROSFP, FINOP, CHIEF COMPLIANCE OFFICER, COO | Na | no | 09/1995 | Mar 29, 2012 | Mar 20, 2015 |
| SUGARMAN, JASON ADAM | OUTSIDE DIRECTOR | F | no | 11/2013 | Mar 20, 2015 | Mar 20, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BURNHAM ASSET MANAGEMENT CORP | n/a | Former SEC adviser | $323M | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 20, 2015 | $91.3M | $91.3M | 17 | 11 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $98.0M | $98.0M | 17 | 11 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $89.0M | $89.0M | 19 | 13 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $85.8M | $85.8M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $91.3M | $98.0M | -6.8% | $85.8M | 2.1% | 17 | 17 | n/a | n/a |