DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B•••••• S••••••••• I••

Former SEC-registered adviserNew York, New YorkCRD 22549SEC 801-65646IAPD
Legal name B•••••• S••••••••• I•••
Latest filing Mar 20, 2015
First filing on the tape Mar 29, 2012 · 4 filings
RAUM
$91.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
11 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$91.3M as of Mar 20, 2015
Mar 29, 2012$85.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2015
Mar 29, 20120 then
Employees (5.A)17 as of Mar 20, 2015
Mar 28, 201319 then
Private funds: no history
RAUM -6.8% over the last fiscal year+2.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$483,170derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-6.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
commissionsreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
189reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • B••••••• J•• M•••••• · Chairman, Chief Executive Officer, Directorcontrol
    since 11/1990 · owns less than 5%
  • H••••• D•••• B•••••• · Vice Presidentcontrol
    since 01/1995 · owns less than 5%
  • B••••••• J•• M•••••• · Shareholdercontrol
    since 12/1999 · owns 50% to 75% of B•••••• F•••••••• G•••• Inc.
  • S••••••• W•••••• N•••• · Rosfp, Finop, Chief Compliance Officer, Coo
    since 09/1995 · owns less than 5%
  • A•••••• D•••• D••••• · Outside Director
    since 11/2013 · owns F of B•••••• S••••••••• I••.
  • S•••••••• J•••• A••• · Outside Director
    since 11/2013 · owns F of B•••••• S••••••••• I••.
Entity owners
  • B•••••• F•••••••• G•••• · Holding Company
    direct · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 192 to 189
    Mar 28, 2014 to Mar 20, 2015
  • Discretionary RAUM · $98.0M to $91.3M
    Mar 28, 2014 to Mar 20, 2015
  • RAUM · $98.0M to $91.3M
    Mar 28, 2014 to Mar 20, 2015
  • Accounts · 197 to 192
    Mar 28, 2013 to Mar 28, 2014
  • Advisory employees · 13 to 11
    Mar 28, 2013 to Mar 28, 2014
  • BD registered reps · 18 to 16
    Mar 28, 2013 to Mar 28, 2014
  • Employees · 19 to 17
    Mar 28, 2013 to Mar 28, 2014
  • Insurance-licensed employees · 1 to 2
    Mar 28, 2013 to Mar 28, 2014
  • Discretionary RAUM · $89.0M to $98.0M
    Mar 28, 2013 to Mar 28, 2014
  • RAUM · $89.0M to $98.0M
    Mar 28, 2013 to Mar 28, 2014
  • Accounts · 204 to 197
    Mar 29, 2012 to Mar 28, 2013
  • Advisory employees · unset to 13.0
    Mar 29, 2012 to Mar 28, 2013
  • Advisory activities · 2 to 1
    Mar 29, 2012 to Mar 28, 2013
  • BD registered reps · unset to 18.0
    Mar 29, 2012 to Mar 28, 2013
  • Employees · unset to 19.0
    Mar 29, 2012 to Mar 28, 2013
  • Discretionary RAUM · $85.8M to $89.0M
    Mar 29, 2012 to Mar 28, 2013
  • RAUM · $85.8M to $89.0M
    Mar 29, 2012 to Mar 28, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026