R••• M• A••••••

Advisor at M•• I•••••••• S•••••••• L••

SUDBURY, MA | SPRINGFIELD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	May 17, 2023	n/a	yes	SPRINGFIELD, MA\|SUDBURY, MA	Current employment
N••••••••• M••••• I••••••••• S•••••••••	No RAUM reported	Jun 30, 2020	Apr 20, 2023	no	Manchester, NH\|Sudbury, MA\|Manchester, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• M••••• I••••••••• S•••••••••	M•• I•••••••• S•••••••• L••	Apr 20, 2023	May 17, 2023	27	Firm change	Other
C••••••• S••••••••• I•••	N••••••••• M••••• I••••••••• S•••••••••	Jun 16, 2020	Jun 30, 2020

Relationships

Registered with (6)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
May 17, 2023 to presentfactForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jun 30, 2020 to Apr 20, 2023factForm ADV
→ C••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jul 28, 2016 to Jun 16, 2020factForm ADV
→ E••••• J••••

Dated events

Order

Occurred
20 Apr 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 7, 2012
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.