E••• L•••• W•••

Advisor at A••••••••• F•••••••• S•••••••• L••

Leawood, KS | Overland Park, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:753b22e9-5a5b-60f4-0673-4614f5608a30

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 8, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 12, 2024	n/a	yes	Overland Park, KS\|Leawood, KS	Current employment
T•• F•••••• R•••••••••	State registered	Sep 8, 2020	Oct 30, 2024	no	KANSAS CITY, MO\|GLADSTONE, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• F•••••• R•••••••••	A••••••••• F•••••••• S•••••••• L••	Oct 30, 2024	Nov 12, 2024	13	Firm change	Other

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 12, 2024 to presentfactForm ADV
→ T•• F•••••• R•••••••••Registered adviserregistration: previous registration
Sep 8, 2020 to Oct 30, 2024factForm ADV

Dated events

Occurred
Oct 30, 2024
Advisor changed firm
E••• L•••• W••• left T•• F•••••• R••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2024-11-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:753b22e9-5a5b-60f4-0673-4614f5608a30
First observed: Sep 8, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.