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Advisor at MINDFUL WEALTH
Uster | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MINDFUL WEALTH | State registered | Oct 31, 2024 | n/a | yes | Uster|ST. LOUIS, MO | Current employment |
| CONNECTED FINANCIAL PLANNING | Former SEC adviser | Oct 28, 2022 | Oct 30, 2024 | no | 8610 USTER | Previous registration |
| WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC. | Independent wealth | Mar 11, 2021 | Aug 31, 2022 | no | BEDFORD, MA|Starnberg | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONNECTED FINANCIAL PLANNING | MINDFUL WEALTH | Oct 30, 2024 | Oct 31, 2024 | 1 | Firm change | RIA to state RIA |
| WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC. | CONNECTED FINANCIAL PLANNING | Aug 31, 2022 | Oct 28, 2022 | 58 | Firm change | RIA to RIA |