DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.

CRD 108030

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1dfff1f2-14f4-9594-733d-c2c8a34dc7e0

Data as of Jun 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 6
On other graphs: 0
Observed: Jan 6, 2014 to Jun 9, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $919MItem 5.F on the latest filing (2026-06-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $889M
Private client RAUM: $918MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $153Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 9
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,311
Individual clients: 235
High net worth clients: 170
Custody, client assets: $169M
SEC number: 801-79053
CRD: 108030
Filings on the tape: 33
First filed: Jan 6, 2014
Latest filed: Jun 9, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JONATHAN OWEN LACHOWITZ	Certified Financial Planner	BEDFORD, MA	16	20	n/a	no
JOHN DECKER WANVIG	Certified Financial Planner	BEDFORD, MA	8	10	n/a	no
John Michael York	Certified Financial Planner	Aurich \| BEDFORD, MA	4	10	n/a	no
Eva M Howland	Certified Financial Planner	Brandenton, FL \| BEDFORD, MA	1	14	2	no
Roberta Tondo	Certified Financial Planner	BEDFORD, MA \| Cornelius, NC	0	12	3	no
Rylee Marie Felice	n/a	Boston, MA \| BEDFORD, MA	0	11	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LACHOWITZ, JONATHAN, OWEN	OWNER/CHIEF EXECUTIVE OFFICER	E	yes	01/2011	Jan 6, 2014	Mar 27, 2024
QUINTERO, KATHLEEN, MULLIN	CHIEF COMPLIANCE OFFICER	Na	no	06/2020	Mar 25, 2021	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT S.A.R.L.	n/a	Independent wealth	$105M	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lausanne	n/a	Switzerland	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026	$919M	$889M	9	9	1	n/a	n/a
2024	Mar 25, 2025	$689M	$671M	9	9	1	n/a	n/a
2023	Mar 27, 2024	$511M	$498M	8	8	1	n/a	n/a
2022	Mar 28, 2023	$421M	$408M	6	5	1	n/a	n/a
2021	Mar 25, 2022	$452M	$446M	7	6	0	n/a	n/a
2020	Mar 25, 2021	$355M	$354M	6	5	0	n/a	n/a
2019	Feb 18, 2020	$347M	$315M	6	5	1	n/a	n/a
2018	Mar 7, 2019	$248M	$229M	5	4	1	n/a	n/a
2017	Feb 24, 2018	$234M	$213M	4	3	2	n/a	n/a
2016	Jan 27, 2017	$160M	$145M	3	3	n/a	n/a	n/a
2015	Feb 5, 2016	$139M	$126M	2	2	n/a	n/a	n/a
2014	Jan 21, 2015	$166M	$154M	2	2	n/a	n/a	n/a
2013	Jan 28, 2014	$109M	$10.0M	2	2	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	16.7%	1	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$919M	$689M	33.3%	$421M	29.7%	9	9	1	1

Relationships

Registered with (11)

← Rylee Marie FeliceAdvisorregistration: current employment
Jul 2, 2026 to presentfactForm ADV
← Roberta TondoAdvisorregistration: current employment
Mar 19, 2026 to presentfactForm ADV
← Eva M HowlandAdvisorregistration: current employment
Feb 5, 2025 to presentfactForm ADV
← John Michael YorkAdvisorregistration: current employment
Jan 19, 2022 to presentfactForm ADV
← JOHN DECKER WANVIGAdvisorregistration: current employment
Jul 17, 2018 to presentfactForm ADV
← JONATHAN OWEN LACHOWITZAdvisorregistration: current employment
Jun 2, 2010 to presentfactForm ADV
← OTTO LUIS RIVERAAdvisorregistration: previous registration
Jun 1, 2022 to Dec 9, 2025factForm ADV
← Arielle Rich TuckerAdvisorregistration: previous registration
Mar 11, 2021 to Aug 31, 2022factForm ADV
← MARINA HERNANDEZAdvisorregistration: previous registration
Jul 28, 2014 to May 14, 2020factForm ADV
← SARA ALYSSA TURNERAdvisorregistration: previous registration
Jan 18, 2017 to Mar 30, 2017factForm ADV
← ARIADNE HORSTMANAdvisorregistration: previous registration
Mar 9, 2011 to Jul 1, 2011factForm ADV

Affiliated with (2)

→ WHITE LIGHTHOUSE INVESTMENT MANAGEMENT S.A.R.L.Registered adviserother investment adviser, control, common control
factForm ADV
← WHITE LIGHTHOUSE INVESTMENT MANAGEMENT S.A.R.L.Registered adviserother investment adviser, control, common control
factForm ADV

Controls (1)

← LACHOWITZ, JONATHAN, OWENOwnerOWNER/CHIEF EXECUTIVE OFFICER, ownership code E, individual
Jan 6, 2014 to Mar 27, 2024factForm ADV

Owns (1)

← QUINTERO, KATHLEEN, MULLINOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 25, 2021 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
White Lighthouse Investment Management, Inc. reported RAUM $918.6M, up 33% from $689.3M (2025-03-25 to 2026-03-27)
Form ADVobserved 5 days ago
$229M
Occurred
Dec 9, 2025
Advisor changed firm
Otto Luis Rivera left White Lighthouse Investment Management, Inc. for Mindful Wealth (registered 2025-12-11)
Form ADVobserved 5 days ago
Occurred
Mar 25, 2025
Regulatory AUM changed
White Lighthouse Investment Management, Inc. reported RAUM $689.3M, up 35% from $511.1M (2025-02-14 to 2025-03-25)
Form ADVobserved 5 days ago
$178M
Occurred
Aug 31, 2022
Advisor changed firm
Arielle Rich Tucker left White Lighthouse Investment Management, Inc. for Connected Financial Planning (registered 2022-10-28)
Form ADVobserved 5 days ago
Occurred
Jan 6, 2014
Succession filed (Item 4)
White Lighthouse Investment Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Jan 6, 2014
First Form ADV filing
White Lighthouse Investment Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1dfff1f2-14f4-9594-733d-c2c8a34dc7e0
First observed: Jan 6, 2014
Last observed: Jun 9, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.

CRD 108030

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1dfff1f2-14f4-9594-733d-c2c8a34dc7e0

Data as of Jun 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:52 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JONATHAN OWEN LACHOWITZ

Certified Financial Planner

BEDFORD, MA

n/a

JOHN DECKER WANVIG

Certified Financial Planner

BEDFORD, MA

n/a

John Michael York

Certified Financial Planner

Aurich | BEDFORD, MA

n/a

Eva M Howland

Certified Financial Planner

Brandenton, FL | BEDFORD, MA

Roberta Tondo

Certified Financial Planner

BEDFORD, MA | Cornelius, NC

Rylee Marie Felice

n/a

Boston, MA | BEDFORD, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LACHOWITZ, JONATHAN, OWEN

OWNER/CHIEF EXECUTIVE OFFICER

yes

01/2011

Jan 6, 2014

Mar 27, 2024

QUINTERO, KATHLEEN, MULLIN

CHIEF COMPLIANCE OFFICER

06/2020

Mar 25, 2021

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WHITE LIGHTHOUSE INVESTMENT MANAGEMENT S.A.R.L.

n/a

Independent wealth

$105M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Lausanne

n/a

Switzerland

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$919M

$889M

n/a

2024

Mar 25, 2025

$689M

$671M

n/a

2023

Mar 27, 2024

$511M

$498M

n/a

2022

Mar 28, 2023

$421M

$408M

n/a

2021

Mar 25, 2022

$452M

$446M

n/a

2020

Mar 25, 2021

$355M

$354M

n/a

2019

Feb 18, 2020

$347M

$315M

n/a

2018

Mar 7, 2019

$248M

$229M

n/a

2017

Feb 24, 2018

$234M

$213M

n/a

2016

Jan 27, 2017

$160M

$145M

n/a

2015

Feb 5, 2016

$139M

$126M

n/a

2014

Jan 21, 2015

$166M

$154M

n/a

2013

Jan 28, 2014

$109M

$10.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$919M

$689M

33.3%

$421M

29.7%