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Advisor at WELLS FARGO ADVISORS
PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 21, 2020 | n/a | yes | PASADENA, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | May 22, 2020 | no | ALHAMBRA, CA|SAN GABRIEL, CA|ROSEMEAD, CA|ROWLAND HEIGHTS, CA|SAN GABRIEL, CA|HACIENDA HEIGHTS, CA|PASADENA, CA|PASADENA, CA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Feb 11, 2004 | Oct 23, 2009 | no | ROWLAND HEIGHTS, CA|ALHAMBRA, CA|ROSEMEAD, CA|SAN GABRIEL, CA|SAN GABRIEL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | May 22, 2020 | May 21, 2020 | -1 | Firm change | Wirehouse to wirehouse |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:CA:2020-05-06 | May 22, 2020 | May 21, 2020 | PASADENA, CA | Firm change |