DFX Intelligence

S•••••••• A•• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

S•••••••• A•• F•••••

Advisor at E•••••••• P•••• W••••• P•••••••• L••

DENVER, CO | Alpharetta, GA

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Search this name across graphsid dfx:ria:75571c60-1307-308a-748a-b30d8b1c7eb6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• P•••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 18, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• P•••• W••••• P•••••••• L••	Independent wealth	Jan 12, 2026	n/a	yes	DENVER, CO\|Alpharetta, GA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Dec 23, 2008	Jan 20, 2026	no	ATLANTA, GA\|Canton, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	E•••••••• P•••• W••••• P•••••••• L••	Jan 20, 2026	Jan 12, 2026	-8	Firm change	Wirehouse to RIA
M••••• S•••••• • C•• L••	U•• F•••••••• S••••••• I•••	Dec 16, 2008	Dec 23, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:137068:GA:2026-01-20	Jan 20, 2026	Jan 12, 2026	CANTON, GA	Firm change

Relationships

Registered with (4)

→ E•••••••• P•••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Dec 23, 2008 to Jan 20, 2026factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Aug 17, 2007 to Dec 16, 2008factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jan 20, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75571c60-1307-308a-748a-b30d8b1c7eb6
First observed: Mar 3, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.