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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

JOE ANN VACCA

Advisor at STRATEGIC ADVISERS LLC

MONROE, NY

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Search this name across graphsid dfx:ria:755b7b91-1702-047f-b74f-343448a98764

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Feb 10, 2005
First registration: Mar 31, 2008
Dual registered: yes, broker-dealer
Other names: JOE ANN INCORVAIA
IAPD individual key: 4835915

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	MONROE, NY	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 13, 2018	Mar 31, 2025	no	BOSTON, MA\|MONROE, NY	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Nov 23, 2011	Jul 13, 2018	no	PARAMUS, NJ	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Sep 15, 2008	Nov 24, 2010	no	NEW YORK, NY	Previous registration
LEHMAN BROTHERS INC.	n/a	Mar 31, 2008	Sep 18, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 13, 2018	Jul 13, 2018	0	Bulk transfer	Ibd to new firm
CREDIT SUISSE SECURITIES (USA) LLC	STRATEGIC ADVISERS LLC	Nov 24, 2010	Nov 23, 2011	364	Firm change	Other
LEHMAN BROTHERS INC.	CREDIT SUISSE SECURITIES (USA) LLC	Sep 18, 2008	Sep 15, 2008	-3	Bulk transfer	Other

Relationships

Registered with (4)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Nov 23, 2011 to Jul 13, 2018factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 13, 2018 to Mar 31, 2025factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Sep 15, 2008 to Nov 24, 2010factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Mar 31, 2008 to Sep 18, 2008factForm ADV

Dated events

No dated event names this entity yet.