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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

Dale Clayton Farmer

Advisor at ARKADIOS WEALTH ADVISORS

Jacksonville, FL

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Search this name across graphsid dfx:ria:755d0850-d87a-7168-2780-226994f87ced

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARKADIOS WEALTH ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 8, 1981
First registration: Sep 24, 2003
Dual registered: yes, broker-dealer
Other names: DALE C FARMER|DALE CLAYTON FARMER|Dale Clayton Farmer
IAPD individual key: 862720

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARKADIOS WEALTH ADVISORS	Bd affiliated wealth	May 15, 2018	n/a	yes	Jacksonville, FL	Current employment
TRIAD ADVISORS, LLC	Former SEC adviser	Jan 28, 2014	May 7, 2018	no	JACKSONVILLE, FL\|ATLANTA, GA\|JACKSONVILLE, FL	Previous registration
COLLINS CAPITAL MANAGEMENT, INC.	Former SEC adviser	Dec 10, 2004	Jan 27, 2014	no	JACKSONVILLE, FL	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Sep 24, 2003	Oct 21, 2011	no	JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRIAD ADVISORS, LLC	ARKADIOS WEALTH ADVISORS	May 7, 2018	May 15, 2018	8	Firm change	Ibd to new firm
COLLINS CAPITAL MANAGEMENT, INC.	TRIAD ADVISORS, LLC	Jan 27, 2014	Jan 28, 2014	1	Firm change	Other
INVEST FINANCIAL CORPORATION	COLLINS CAPITAL MANAGEMENT, INC.	Oct 21, 2011	Dec 10, 2004	-2,506	Firm change after gap	Other

Relationships

Registered with (4)

→ ARKADIOS WEALTH ADVISORSRegistered adviserregistration: current employment
May 15, 2018 to presentfactForm ADV
→ TRIAD ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2014 to May 7, 2018factForm ADV
→ COLLINS CAPITAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Dec 10, 2004 to Jan 27, 2014factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Sep 24, 2003 to Oct 21, 2011factForm ADV

Dated events

No dated event names this entity yet.