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Advisor at EMERGENT FORTUITY FINANCIAL, LLC
PLANTATION, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMERGENT FORTUITY FINANCIAL, LLC | State registered | Dec 20, 2018 | n/a | yes | PLANTATION, FL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 7, 2015 | Nov 30, 2018 | no | PLANTATION, FL|DAVIE, FL|POMPANO BEACH, FL|FORT LAUDERDALE, FL|PLANTATION, FL|PLANTATION, FL|DAVIE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EMERGENT FORTUITY FINANCIAL, LLC | Nov 30, 2018 | Dec 20, 2018 | 20 | Firm change | Wirehouse to state RIA |