DFX Intelligence

V•••• F••••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

V•••• F••••• F••••••••

I••••••••• FINANCIAL ADVISORS, INC., CRD 115798

NORTH LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75626816-9a9f-363f-527f-552cc1387e94

Data as of Feb 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Mar 27, 2012 to Feb 25, 2026
8 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $134M••• Locked
Discretionary RAUM: $130M
Private client RAUM: $130Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $67.2Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••••••• R•• V••••	Personal Financial Specialist	NORTH LITTLE ROCK, AR	30	39	1	no
A••••• R••• V••••	n/a	NORTH LITTLE ROCK, AR	0	14

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
V••••• C•••••••• R••	PRESIDENT, CHIEF COMPLIANCE OFFICER	D	yes	01/1994	Mar 27, 2012	Mar 28, 2024
V••••• A•••••• R•••	VICE PRESIDENT	B	no	01/2023	Mar 29, 2023	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I••••••••• T•• S•••••••• I•••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 25, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$134M	$130M	3.4%	n/a	n/a	4	3	0	0

Relationships

Registered with (3)

← A••••• R••• V••••Advisorregistration: current employment
Jan 2, 2026 to presentfactForm ADV
← C••••••• R•• V••••Advisorregistration: current employment
Jul 25, 1996 to presentfactForm ADV
← R•••••• B•••• S••••••Advisorregistration: previous registration
May 23, 2007 to Oct 27, 2009factForm ADV

Controls (1)

Dated events

Occurred
Mar 29, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 29, 2023
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75626816-9a9f-363f-527f-552cc1387e94
First observed: Mar 27, 2012
Last observed: Feb 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.