DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
V•••• F••••• F••••••••
Legal name I••••••••• F•••••••• A•••••••• I•••
Latest filing Feb 25, 2026
First filing on the tape Mar 27, 2012 · 8 filings
SEC status approved since Apr 28, 2023
RAUM
$134M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
96%
$130M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$67.2M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$134M as of Feb 25, 2026
May 8, 2012$44.1M then
HNW client RAUM$90.6M as of Feb 25, 2026
Mar 28, 2024$60.9M then
State-registered IARs (5.B.3)2 as of Feb 25, 2026
Mar 28, 20242 then
Employees (5.A)4 as of Feb 25, 2026
Mar 28, 20243 then
Private funds: no history
RAUM +3.4% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $67.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 96derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $291,747derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $47.2M, 52 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$90.6M67%
- Individuals$39.2M29%
- Pension and profit-sharing plans$4.6M3.4%
- Charitable organizations$101,4270.1%
- Individual clients
- 140reported
- HNW clients
- 51reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 461reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $47.2M for 52 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••• R•• V••••Personal Financial Specialist | North Little Rock, Ar | Jul 25, 1996 | 39 y | 1 |
| A••••• R••• V•••• | North Little Rock, Ar | Jan 2, 2026 | 14 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- R•••••• B•••• S•••••• to S•• B•••••• F•••••••• S•••••••• I•••Oct 27, 2009 · Other
Joined, latest
- A••••• R••• V•••• from A•••••• C•••••• L••Jan 2, 2026 · RIA to RIA
- R•••••• B•••• S•••••• from M••••••• I••••••••• A•••••••May 23, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V••••• C•••••••• R•• · President, Chief Compliance Officercontrolsince 01/1994 · owns 50% to 75%
- V••••• A•••••• R••• · Vice Presidentsince 01/2023 · owns 10% to 25%
- V••••• E••• · Secretary/Treasurersince 01/2023 · owns 10% to 25%
Related persons
Schedule D 7.A
- I••••••••• T•• S•••••••• I•••insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| North Little Rock, Ar · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 458 to 461Mar 10, 2025 to Feb 25, 2026
- Corporate clients · 0.0 to unsetMar 10, 2025 to Feb 25, 2026
- HNW clients · 38 to 51Mar 10, 2025 to Feb 25, 2026
- Individual clients · 143 to 140Mar 10, 2025 to Feb 25, 2026
- Pension plan clients · 4 to 3Mar 10, 2025 to Feb 25, 2026
- Pooled vehicle clients · 0.0 to unsetMar 10, 2025 to Feb 25, 2026
- Assets in custody · $91.3M to $47.2MMar 10, 2025 to Feb 25, 2026
- Employees · 3 to 4Mar 10, 2025 to Feb 25, 2026
- Discretionary RAUM · $126M to $130MMar 10, 2025 to Feb 25, 2026
- HNW RAUM · $81.2M to $90.6MMar 10, 2025 to Feb 25, 2026
- Individual RAUM · $41.4M to $39.2MMar 10, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $4.5M to $4.3MMar 10, 2025 to Feb 25, 2026
- Pension RAUM · $7.5M to $4.6MMar 10, 2025 to Feb 25, 2026
- RAUM · $130M to $134MMar 10, 2025 to Feb 25, 2026
- Accounts · 180 to 458Mar 28, 2024 to Mar 10, 2025
- HNW clients · 28 to 38Mar 28, 2024 to Mar 10, 2025
- Individual clients · 147 to 143Mar 28, 2024 to Mar 10, 2025
- Assets in custody · $25.0M to $91.3MMar 28, 2024 to Mar 10, 2025
- Financial planning clients · 26-50 to 26-50Mar 28, 2024 to Mar 10, 2025
- Discretionary RAUM · $109M to $126MMar 28, 2024 to Mar 10, 2025
- HNW RAUM · $60.9M to $81.2MMar 28, 2024 to Mar 10, 2025
- Individual RAUM · $45.2M to $41.4MMar 28, 2024 to Mar 10, 2025
- Non-discretionary RAUM · $3.8M to $4.5MMar 28, 2024 to Mar 10, 2025
- Pension RAUM · $6.4M to $7.5MMar 28, 2024 to Mar 10, 2025
- RAUM · $112M to $130MMar 28, 2024 to Mar 10, 2025
- Accounts · 729 to 180Aug 28, 2023 to Mar 28, 2024
- Charity clients · 0 to 1Aug 28, 2023 to Mar 28, 2024
- HNW clients · 31 to 28Aug 28, 2023 to Mar 28, 2024
- Individual clients · 148 to 147Aug 28, 2023 to Mar 28, 2024
- Pension plan clients · 3 to 4Aug 28, 2023 to Mar 28, 2024
- Assets in custody · unset to 25026383.0Aug 28, 2023 to Mar 28, 2024
- Custody of client assets · false to trueAug 28, 2023 to Mar 28, 2024
- Employees · 2 to 3Aug 28, 2023 to Mar 28, 2024
- Insurance-licensed employees · 2 to 0Aug 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $110M to $109MAug 28, 2023 to Mar 28, 2024
- HNW RAUM · $60.2M to $60.9MAug 28, 2023 to Mar 28, 2024
- Individual RAUM · $47.5M to $45.2MAug 28, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $3.0M to $3.8MAug 28, 2023 to Mar 28, 2024
- Pension RAUM · $5.1M to $6.4MAug 28, 2023 to Mar 28, 2024
- RAUM · $113M to $112MAug 28, 2023 to Mar 28, 2024
Signals
2 dated events
- Paul John Craft (Vice President) no longer on Schedule A of V•••• F••••• F•••••••• (listed 2012-05-08, absent 2023-03-29)Mar 29, 2023 · Control person left · inference
- I••••••••• F•••••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Mar 29, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- support@veachfamilyfinancial.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 501-753-0313reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/veach-family-financialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- veachfamilyfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 501-753-0313reportedpublic record, Form ADV, Feb 25, 2026
- Contact form
- veachfamilyfinancial.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- I••••••••• WEALTHderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026