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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

KEITH A. NINESLING

Advisor at STRATEGIC ADVISERS LLC

MANSFIELD, MA | SMITHFIELD, RI

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Search this name across graphsid dfx:ria:7567608b-52ed-acb5-dc99-1e0eee451c41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S65|S63|S66
First exam: Aug 28, 1997
First registration: Jun 24, 2005
Dual registered: yes, broker-dealer
Other names: KEITH ALAN NINESLING|KEITH NINESLING
IAPD individual key: 2928725

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	MANSFIELD, MA\|SMITHFIELD, RI	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 2, 2022	Mar 31, 2025	no	SMITHFIELD, RI	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 25, 2018	Dec 24, 2018	no	Mansfield, MA	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Dec 4, 2009	Sep 25, 2018	no	SAN ANTONIO, TX\|ROSLINDALE, MA\|ROSLINDALE, MA\|Mansfield, MA\|Danville, KY	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Aug 31, 2007	Aug 6, 2009	no	FRANKLIN, MA\|WORCESTER, MA\|FRANKLIN, MA\|FOXBOROUGH, MA\|BELLINGHAM, MA\|FRANKLIN, MA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jun 24, 2005	May 2, 2006	no	FRANKLIN, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Dec 24, 2018	Mar 2, 2022	1,164	Firm change after gap	Ibd to ibd
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 25, 2018	Jun 25, 2018	-92	Bulk transfer	Ibd to ibd
NEW ENGLAND SECURITIES CORPORATION	INVESTMENT PROFESSIONALS, INC.	Aug 6, 2009	Dec 4, 2009	120	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	NEW ENGLAND SECURITIES CORPORATION	May 2, 2006	Aug 31, 2007	486	Firm change after gap	Other

Relationships

Registered with (6)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Mar 2, 2022 to Mar 31, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 25, 2018 to Dec 24, 2018factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Dec 4, 2009 to Sep 25, 2018factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 31, 2007 to Aug 6, 2009factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jun 24, 2005 to May 2, 2006factForm ADV

Dated events

No dated event names this entity yet.