DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C•••••• C••••• G••••• I•••
Duxbury, MA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• C••••• G••••• I••• | No RAUM reported | Apr 25, 2013 | n/a | yes | LOS ANGELES, CA|Duxbury, MA | Current employment |
| C••••••• M••••••••• I••••••••• A•••••••• L•• | Asset manager | May 1, 2010 | Jun 12, 2012 | no | MINNEAPOLIS, MN|BOSTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• M••••••••• I••••••••• A•••••••• L•• | C•••••• C••••• G••••• I••• | Jun 12, 2012 | Apr 25, 2013 | 317 | Firm change | Other |
| B••• A•••••••• L•• | C••••••• M••••••••• I••••••••• A•••••••• L•• | May 7, 2010 | May 1, 2010 |
| B••• A•••••••• L•• | Former SEC adviser | Mar 11, 2008 | May 7, 2010 | no | BOSTON, MA | Previous registration |
| B••• A•••••••• L•• | Former SEC adviser | Aug 19, 2005 | Mar 16, 2007 | no | BOSTON, MA | Previous registration |
| -6 |
| Bulk transfer |
| Other |