DFX Intelligence

J•••• L••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst26 years in industry

J•••• L••• H•••••••

Advisor at S••• H••• G••••• A•••••••• L••

SAN FRANCISCO, CA | PALO ALTO, CA

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Search this name across graphsid dfx:ria:7574e26b-0b80-f31b-84fd-c6ede8e08327

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 2, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• H••• G••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 26, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• H••• G••••• A•••••••• L••	Independent wealth	Nov 15, 2019	n/a	yes	PALO ALTO, CA\|SAN FRANCISCO, CA	Current employment
I••••••• F•••••••• S••••••••• L••	Former SEC adviser	Mar 16, 2010	Jan 31, 2020	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• F•••••••• S••••••••• L••	S••• H••• G••••• A•••••••• L••	Jan 31, 2020	Nov 15, 2019	-77	Firm change after gap	RIA to RIA
B••••	I••••••• F•••••••• S••••••••• L••	Feb 17, 2010	Mar 16, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
152926:111295:CA:2020-01-31	Jan 31, 2020	Nov 15, 2019	SAN FRANCISCO, CA	Firm change after gap

Relationships

Registered with (3)

→ S••• H••• G••••• A•••••••• L••Registered adviserregistration: current employment
Nov 15, 2019 to presentfactForm ADV
→ I••••••• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 16, 2010 to Jan 31, 2020factForm ADV
→ B••••Registered adviserregistration: previous registration
Aug 2, 2004 to Feb 17, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7574e26b-0b80-f31b-84fd-c6ede8e08327
First observed: Aug 2, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.