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Advisor at HIGHTOWER ADVISORS, LLC
New York, NY | CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Apr 3, 2024 | n/a | yes | New York, NY|CHICAGO, IL | Current employment |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Jun 29, 2021 | Apr 1, 2024 | no | New York, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 18, 2021 | Jun 25, 2021 | no | PENNINGTON, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | HIGHTOWER ADVISORS, LLC | Apr 1, 2024 | Apr 3, 2024 | 2 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Jun 25, 2021 | Jun 29, 2021 | 4 | Firm change | Wirehouse to ibd |