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A••••••• C•••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

A••••••• C•••••• A•••• M••••••••• L••

CRD 160780

BETHESDA, MD

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Search this name across graphsid dfx:ria:7583f870-c155-88a4-2c27-3aeea9b1c505

Data as of Mar 30, 2016 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 1
Observed: Feb 15, 2012 to Mar 30, 2016
15 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••••• C•••••• A•••• M••••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.8B••• Locked
Discretionary RAUM: $4.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 262
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••••••• C•••••• L••••••	Hedge Fund	$462M	Mar 30, 2016	1	Feb 15, 2012	reported	n/a
A••• C•• 2•••••• L••	Securitized Asset Fund	$193M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• C••••••• L•••	COMMON STOCK SHAREHOLDER	E	yes	03/2007	Feb 15, 2012	Mar 30, 2016
E•••••••• J•••• R•••••	EXECUTIVE VICE PRESIDENT AND TREASURER	Na	yes	02/2011	Feb 15, 2012	Mar 30, 2016

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• C•••••• A••• M••••••••• L••	n/a	Former SEC adviser	$82B	Y	yes	n/a
A••••••• C•••••• M••• M••••••••• L••	n/a	Former SEC adviser	$6.0B	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Framingham	Ma	United States	n/a	no
Annapolis	Md	United States	n/a	no
NEW YORK	NY	United States	n/a	no
London	n/a	United Kingdom	n/a	no
Paris	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$4.8B	$4.9B	-1.0%	$3.2B	14.5%	262	281	n/a	n/a

Relationships

Affiliated with (4)

→ M••• MANAGEMENT, LLCRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ A••• MANAGEMENT, LLCRegistered adviserother investment adviser, bank, control, common control
factForm ADV
→ A••••••• C•••••• A••• M••••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← A••••••• C•••••• A••• M••••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7583f870-c155-88a4-2c27-3aeea9b1c505
First observed: Feb 15, 2012
Last observed: Mar 30, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.