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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

AGNC MANAGEMENT, LLC

CRD 161600

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8cff585e-47fa-0e16-5c7e-9cc8eb1a4fbe

Data as of Nov 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Feb 16, 2012 to Nov 29, 2021
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $82BItem 5.F on the latest filing (2021-11-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $82B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 50
Advisory employees: 11
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-74343
CRD: 161600
Filings on the tape: 16
First filed: Feb 16, 2012
Latest filed: Nov 29, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AGNC INVESTMENT CORP.	Member	E	yes	07/2016	Oct 4, 2016	Nov 29, 2021
AGNC MORTGAGE MANAGEMENT, LLC	COMMON STOCK SHAREHOLDER	E	yes	03/2011	Oct 4, 2016	Nov 29, 2021
Bell, Bernice, E.	SENIOR VICE PRESIDENT	Na	yes	02/2016	Mar 29, 2019	Nov 29, 2021
FEDERICO, PETER	EXECUTIVE VICE PRESIDENT AND TREASURER	Na	yes	07/2016	Feb 16, 2012	Nov 29, 2021
KAIN, GARY	President	Na	yes	04/2011	Feb 16, 2012	Nov 29, 2021
KUEHL, CHRISTOPHER, JON	EXECUTIVE VICE PRESIDENT	Na	yes	04/2011	Feb 16, 2012	Nov 29, 2021
PAS, AARON, JOSHUA	SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER	Na	yes	02/2016	Mar 31, 2017	Nov 29, 2021
Pollack, Kenneth, Lee	CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND SECRETARY	Na	yes	07/2016	Jul 7, 2016	Nov 29, 2021

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BETHESDA SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
CT COLLATERAL FUNDING, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BOCA RATON	FL	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 26, 2021	$82B	$82B	50	11	1	n/a	n/a
2019	Mar 27, 2020	$113B	$113B	51	11	1	n/a	n/a
2018	Mar 29, 2019	$109B	$109B	52	11	0	n/a	n/a
2017	Mar 29, 2018	$70B	$70B	54	10	0	n/a	n/a
2016	Mar 31, 2017	$57B	$57B	54	10	n/a	n/a	n/a
2015	Mar 30, 2016	$57B	$57B	31	10	n/a	n/a	n/a
2014	Mar 31, 2015	$68B	$68B	28	10	n/a	n/a	n/a
2013	Mar 31, 2014	$76B	$76B	33	10	n/a	n/a	n/a
2012	Mar 26, 2013	$100B	$100B	30	10	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$82B	$113B	-27.6%	$70B	5.1%	50	51	1	1

Relationships

Controls (8)

← KUEHL, CHRISTOPHER, JONOwnerEXECUTIVE VICE PRESIDENT, ownership code NA, individual
Feb 16, 2012 to presentfactForm ADV
← FEDERICO, PETEROwnerEXECUTIVE VICE PRESIDENT AND TREASURER, ownership code NA, individual
Feb 16, 2012 to presentfactForm ADV
← KAIN, GARYOwnerPRESIDENT, ownership code NA, individual
Feb 16, 2012 to presentfactForm ADV
← PAS, AARON, JOSHUAOwnerSENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 31, 2017 to presentfactForm ADV
← Pollack, Kenneth, LeeOwnerCHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND SECRETARY, ownership code NA, individual
Jul 7, 2016 to presentfactForm ADV
← Bell, Bernice, E.OwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Mar 29, 2019 to presentfactForm ADV
← AGNC INVESTMENT CORP.OwnerMEMBER, ownership code E, domestic entity
Oct 4, 2016 to presentfactForm ADV
← AGNC MORTGAGE MANAGEMENT, LLCOwnerCOMMON STOCK SHAREHOLDER, ownership code E, domestic entity
Oct 4, 2016 to presentfactForm ADV

Affiliated with (3)

← MTGE MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← AMERICAN CAPITAL ASSET MANAGEMENT, LLCRegistered adviserother investment adviser, bank, control, common control
factForm ADV
← AMERICAN CAPITAL ACSF MANAGEMENT, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Dated events

Occurred
Mar 26, 2021
Regulatory AUM changed
Agnc Management, Llc reported RAUM $81.8B, down 28% from $113.1B (2020-03-27 to 2021-03-26)
Form ADVobserved 4 days ago
$-31.3B
Occurred
Mar 29, 2019
Regulatory AUM changed
Agnc Management, Llc reported RAUM $109.2B, up 55% from $70.4B (2018-03-29 to 2019-03-29)
Form ADVobserved 4 days ago
$38.9B
Occurred
Mar 29, 2019
Control person joined
E. Bernice Bell (Senior Vice President) appeared on Schedule A of Agnc Management, Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
Jason Campbell (Senior Vice President) no longer on Schedule A of Agnc Management, Llc (listed 2018-03-29, absent 2019-03-29)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8cff585e-47fa-0e16-5c7e-9cc8eb1a4fbe
First observed: Feb 16, 2012
Last observed: Nov 29, 2021 58 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AGNC MANAGEMENT, LLC

CRD 161600

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8cff585e-47fa-0e16-5c7e-9cc8eb1a4fbe

Data as of Nov 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AGNC INVESTMENT CORP.

Member

yes

07/2016

Oct 4, 2016

Nov 29, 2021

AGNC MORTGAGE MANAGEMENT, LLC

COMMON STOCK SHAREHOLDER

yes

03/2011

Oct 4, 2016

Nov 29, 2021

Bell, Bernice, E.

SENIOR VICE PRESIDENT

yes

02/2016

Mar 29, 2019

Nov 29, 2021

FEDERICO, PETER

EXECUTIVE VICE PRESIDENT AND TREASURER

yes

07/2016

Feb 16, 2012

Nov 29, 2021

KAIN, GARY

President

yes

04/2011

Feb 16, 2012

Nov 29, 2021

KUEHL, CHRISTOPHER, JON

EXECUTIVE VICE PRESIDENT

yes

04/2011

Feb 16, 2012

Nov 29, 2021

PAS, AARON, JOSHUA

SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER

yes

02/2016

Mar 31, 2017

Nov 29, 2021

Pollack, Kenneth, Lee

CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT AND SECRETARY

yes

07/2016

Jul 7, 2016

Nov 29, 2021

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BETHESDA SECURITIES, LLC

n/a

yes

n/a

CT COLLATERAL FUNDING, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

BOCA RATON

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 26, 2021

$82B

n/a

2019

Mar 27, 2020

$113B

n/a

2018

Mar 29, 2019

$109B

n/a

2017

Mar 29, 2018

$70B

n/a

2016

Mar 31, 2017

$57B

n/a

2015

Mar 30, 2016

$57B

n/a

2014

Mar 31, 2015

$68B

n/a

2013

Mar 31, 2014

$76B

n/a

2012

Mar 26, 2013

$100B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$82B

$113B

-27.6%

$70B

5.1%