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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

JOSEPH NICHOLAS ANIANO

Advisor at NATIONWIDE SECURITIES, LLC

COLUMBUS, OH

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Search this name across graphsid dfx:ria:759d9dcf-f7c5-081f-ca4d-d5fb0b344c1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NATIONWIDE SECURITIES, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 30, 2008
First registration: Nov 5, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4303290

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NATIONWIDE SECURITIES, LLC	No RAUM reported	Apr 6, 2022	n/a	yes	COLUMBUS, OH	Current employment
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Jun 27, 2018	Apr 6, 2022	no	COLUMBUS, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 1, 2010	Jun 15, 2018	no	WEEHAWKEN, NJ\|NEW YORK, NY\|WEEHAWKEN, NJ	Previous registration
UBS INTERNATIONAL INC.	n/a	Nov 5, 2008	Jan 1, 2010	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONWIDE INVESTMENT ADVISORS, LLC	NATIONWIDE SECURITIES, LLC	Apr 6, 2022	Apr 6, 2022	0	Firm change	Other
UBS FINANCIAL SERVICES INC.	NATIONWIDE INVESTMENT ADVISORS, LLC	Jun 15, 2018	Jun 27, 2018	12	Firm change	Wirehouse to ibd
UBS INTERNATIONAL INC.	UBS FINANCIAL SERVICES INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other

Relationships

Registered with (4)

→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: current employment
Apr 6, 2022 to presentfactForm ADV
→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 27, 2018 to Apr 6, 2022factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 1, 2010 to Jun 15, 2018factForm ADV
→ UBS INTERNATIONAL INC.Registered adviserregistration: previous registration
Nov 5, 2008 to Jan 1, 2010factForm ADV

Dated events

Occurred
Apr 6, 2022
Advisor changed firm
Joseph Nicholas Aniano left Nationwide Investment Advisors, Llc for Nationwide Securities, Llc (registered 2022-04-06)
Form ADVobserved 6 days ago