DFX Intelligence

S•••• W•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

S•••• W•••••• P•••••

Advisor at L•••••• I•••••••••

Fort Washington, PA | Colorado Springs, CO

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Search this name across graphsid dfx:ria:75a01d87-147c-74b9-350c-44739801f6ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 25, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 25, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• I•••••••••	Independent wealth	Oct 25, 2024	n/a	yes	Colorado Springs, CO\|Fort Washington, PA	Current employment
D•••••• W•••••• I•••	n/a	Dec 16, 2015	Jul 1, 2025	no	COLORADO SPRINGS, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• W•••••• I•••	L•••••• I•••••••••	Jul 1, 2025	Oct 25, 2024	-249	Firm change after gap	Other
E•••• A•••••••• I•••	D•••••• W•••••• I•••	Jul 7, 2016	Dec 16, 2015

Relationships

Registered with (3)

→ L•••••• I•••••••••Registered adviserregistration: previous registration
Nov 25, 1997 to Sep 2, 2011factForm ADV
→ D•••••• W•••••• I•••Registered adviserregistration: previous registration
Dec 16, 2015 to Jul 1, 2025factForm ADV
→ E•••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 22, 2011 to Jul 7, 2016factForm ADV

Dated events

Occurred
Jul 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75a01d87-147c-74b9-350c-44739801f6ff
First observed: Nov 25, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.