RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• W•••••• P•••••
- L•••••• I••••••••• independent RIA currentsince Oct 25, 2024 · Colorado Springs, Co
- D•••••• W•••••• I••• unclassifiedDec 16, 2015 to Jul 1, 2025 · Colorado Springs, Co
- E•••• A•••••••• I••• formerSep 22, 2011 to Jul 7, 2016 · Colorado Springs, Co
- L•••••• I••••••••• independent RIANov 25, 1997 to Sep 2, 2011 · Colorado Springs, Co
- D•••••• W•••••• I••• to L•••••• I•••••••••left Jul 1, 2025, registered Oct 25, 2024 (-249 days) · Other
- E•••• A•••••••• I••• to D•••••• W•••••• I•••left Jul 7, 2016, registered Dec 16, 2015 (-204 days) · Other
- L•••••• I••••••••• to E•••• A•••••••• I•••left Sep 2, 2011, registered Sep 22, 2011 (20 days) · Other
- S•••• W•••••• P••••• left D•••••• W•••••• I••• for L•••••• I••••••••• (registered 2024-10-25)Jul 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address