DFX Intelligence
Reading the graph
Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Mar 21, 2024 | n/a | yes | PEORIA HEIGHTS, IL|PLAINFIELD, IL | Current employment |
| G••••• F•••••••• L•• | State registered | Aug 29, 2003 | n/a | yes | PEORIA HTS, IL | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• W••• F•••••••• C••••••••• I•• | C••••• I••••••••• A••••••• L•• | Feb 28, 2012 | Mar 21, 2024 | 4,405 | Firm change after gap | Other |
| 1•• G••••• A••••••• I•• | G••••• F•••••••• L•• | Dec 31, 2007 | Aug 29, 2003 |
| P•••••• W••• F•••••••• C••••••••• I•• |
| Former SEC adviser |
| Jan 2, 2008 |
| Feb 28, 2012 |
| no |
| RENTON, WA |
| Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Jan 16, 2003 | Dec 31, 2007 | no | PEORIA HTS, IL | Previous registration |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Feb 16, 1998 | Dec 31, 2002 | no | PEORIA HEIGHTS , IL | Previous registration |
| -1,585 |
| Firm change after gap |
| Other |
| C••••• I••••••••• A••••••• L•• | 1•• G••••• A••••••• I•• | Dec 31, 2002 | Jan 16, 2003 | 16 | Firm change | Other |