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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JOHN JAMES QUINN

Advisor at WELLS FARGO ADVISORS

MINNEAPOLIS, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 24, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 24, 2002
First registration: Dec 3, 2004
Dual registered: yes, broker-dealer
Other names: JOHN JAMES QUINN
IAPD individual key: 4488414

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jun 18, 2026	n/a	yes	MINNEAPOLIS, MN\|MINNEAPOLIS, MN	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 30, 2019	May 8, 2026	no	New York, NY\|Minneapolis, MN\|Plymouth, MN\|Minneapolis, MN\|Chaska, MN\|Savage, MN\|Saint Anthony, MN\|Shakopee, MN\|Eagan, MN\|Apple Valley, MN\|Sioux Falls, SD\|Plymouth, MN\|Eden Prairie, MN\|Columbia Heights, MN\|Chanhassen, MN\|Minneapolis, MN\|Minneapolis, MN\|Cheyenne, WY\|Saint Louis Park, MN\|Saint Paul, MN\|Maple Grove, MN\|Richfield, MN\|Minnetonka, MN\|Minneapolis, MN\|Minneapolis, MN\|Saint Louis Park, MN\|Albuquerque, NM\|West Saint Paul, MN\|Minneapolis, MN\|Fargo, ND\|Sioux Falls, SD\|Blaine, MN\|Sioux Falls, SD\|Fargo, ND\|Albuquerque, NM\|Fargo, ND\|Brooklyn Park, MN\|Albuquerque, NM\|Albuquerque, NM\|Jackson, WY\|Albuquerque, NM\|Billings, MT\|Helena, MT\|Sioux Falls, SD\|Billings, MT\|Roseville, MN\|Edina, MN\|Apple Valley, MN\|Woodbury, MN\|Cheyenne, WY\|Bloomington, MN\|Saint Cloud, MN\|Burnsville, MN\|Hudson, WI	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 1, 2013	Sep 16, 2019	no	New York, NY\|BOSTON, MA\|Westlake Village, CA\|NEW YORK, NY\|New York, NY\|FOUNTAIN VALLEY, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jan 30, 2010	Sep 9, 2011	no	Naples, FL	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jun 17, 2008	Apr 28, 2009	no	NAPLES, FL\|FT. MYERS, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Jun 23, 2008	no	MIAMI, FL\|BONITA SPRINGS, FL	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Nov 1, 2006	May 29, 2007	no	MIAMI, FL\|BONITA SPRINGS, FL	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	May 31, 2006	Sep 21, 2006	no	NAPLES, FL\|NAPLES, FL\|NAPLES, FL	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Dec 3, 2004	Apr 20, 2006	no	ROCHESTER, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	May 8, 2026	Jun 18, 2026	41	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	J.P. MORGAN SECURITIES LLC	Sep 16, 2019	Aug 30, 2019	-17	Firm change	Ibd to wirehouse
MORGAN STANLEY	CITIGROUP GLOBAL MARKETS INC.	Sep 9, 2011	Aug 1, 2013	692	Firm change after gap	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MORGAN STANLEY	Apr 28, 2009	Jan 30, 2010	277	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jun 23, 2008	Jun 17, 2008	-6	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
FIFTH THIRD SECURITIES, INC.	CITICORP INVESTMENT SERVICES	Sep 21, 2006	Nov 1, 2006	41	Firm change	Other
CITICORP INVESTMENT SERVICES	FIFTH THIRD SECURITIES, INC.	Apr 20, 2006	May 31, 2006	41	Firm change	Other

Relationships

Registered with (7)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jun 18, 2026 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Aug 30, 2019 to May 8, 2026factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 1, 2013 to Sep 16, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 30, 2010 to Sep 9, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jun 17, 2008 to Apr 28, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Nov 1, 2006 to May 29, 2007factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
May 31, 2006 to Sep 21, 2006factForm ADV

Dated events

Occurred
May 8, 2026
Advisor changed firm
John James Quinn left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2026-06-18)
Form ADVobserved 4 days ago