RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J•••• Q••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 18, 2026 · Minneapolis, Mn
- J••• M••••• S••••••••• L•• wirehouseAug 30, 2019 to May 8, 2026 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 1, 2013 to Sep 16, 2019 · New York, Ny
- M••••• S•••••• wirehouseJan 30, 2010 to Sep 9, 2011 · Naples, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 17, 2008 to Apr 28, 2009 · Naples, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Jun 23, 2008 · Miami, Fl
- C••••••• I••••••••• S••••••• unclassifiedNov 1, 2006 to May 29, 2007 · Miami, Fl
- F•••• T•••• S••••••••• I••• BD affiliatedMay 31, 2006 to Sep 21, 2006 · Naples, Fl
- C••••••• I••••••••• S••••••• unclassifiedDec 3, 2004 to Apr 20, 2006 · Rochester, Ny
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left May 8, 2026, registered Jun 18, 2026 (41 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left Sep 16, 2019, registered Aug 30, 2019 (-17 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to C•••••••• G••••• M•••••• I•••left Sep 9, 2011, registered Aug 1, 2013 (692 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M••••• S••••••left Apr 28, 2009, registered Jan 30, 2010 (277 days) · Other
- C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jun 23, 2008, registered Jun 17, 2008 (-6 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to C••••••• I••••••••• S•••••••left Sep 21, 2006, registered Nov 1, 2006 (41 days) · Other
- C••••••• I••••••••• S••••••• to F•••• T•••• S••••••••• I•••left Apr 20, 2006, registered May 31, 2006 (41 days) · Other
- J••• J•••• Q•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-06-18)May 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address