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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BYRNE ASSET MANAGEMENT, LLC

CRD 125221

KINGSTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75bc680f-c36b-f1e5-d031-3c5faba37642

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2012 to Mar 10, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $269MItem 5.F on the latest filing (2026-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $269M
Private client RAUM: $250MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $53.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 166
High net worth clients: 166
SEC number: 801-61943
CRD: 125221
Filings on the tape: 27
First filed: Mar 16, 2012
Latest filed: Mar 10, 2026
Organised: Limited Liability Company, NJ
Website: byrneasset.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRENDAN THOMAS BYRNE	n/a	KINGSTON, NJ	22	34	1	no
ARTHUR PAUL ERNST	Certified Financial Planner	KINGSTON, NJ	18	42	2	no
ZHAONIAN CHEN	n/a	KINGSTON, NJ	10	12	n/a	no
Brian John Arena	n/a	KINGSTON, NJ	6	40	n/a	no
Brendan Thomas Byrne	n/a	KINGSTON, NJ	1	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BYRNE, BRENDAN, THOMAS	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	E	yes	01/1999	Mar 16, 2012	Apr 29, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 10, 2026	$269M	$269M	5	5	0	n/a	n/a
2024	Feb 12, 2025	$216M	$216M	5	5	0	n/a	n/a
2023	Feb 14, 2024	$211M	$211M	5	5	0	n/a	n/a
2022	Mar 2, 2023	$181M	$181M	6	5	0	n/a	n/a
2021	Mar 14, 2022	$217M	$217M	5	5	0	n/a	n/a
2020	Feb 24, 2021	$176M	$176M	5	5	0	n/a	n/a
2019	Feb 26, 2020	$159M	$159M	5	5	0	n/a	n/a
2018	Feb 25, 2019	$136M	$136M	3	3	0	n/a	n/a
2017	Mar 14, 2018	$146M	$146M	3	3	0	n/a	n/a
2016	Mar 10, 2017	$144M	$144M	4	3	n/a	n/a	n/a
2015	Mar 14, 2016	$141M	$141M	4	3	n/a	n/a	n/a
2014	Mar 20, 2015	$147M	$147M	4	2	n/a	n/a	n/a
2013	Mar 10, 2014	$134M	$134M	5	2	n/a	n/a	n/a
2012	Mar 15, 2013	$114M	$114M	3	2	n/a	n/a	n/a
2011	Mar 16, 2012	$109M	$109M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	1	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$269M	$216M	24.2%	$181M	14.1%	5	5	0	0

Relationships

Registered with (6)

← Brendan Thomas ByrneAdvisorregistration: current employment
Jun 23, 2025 to presentfactForm ADV
← Brian John ArenaAdvisorregistration: current employment
Jan 22, 2020 to presentfactForm ADV
← ZHAONIAN CHENAdvisorregistration: current employment
Dec 28, 2015 to presentfactForm ADV
← ARTHUR PAUL ERNSTAdvisorregistration: previous registration
Nov 28, 2007 to Dec 31, 2008factForm ADV
← BRENDAN THOMAS BYRNEAdvisorregistration: previous registration
Nov 21, 2003 to Dec 31, 2008factForm ADV
← JASON N RAPPAdvisorregistration: previous registration
Jun 7, 2019 to Sep 4, 2026factForm ADV

Controls (1)

← BYRNE, BRENDAN, THOMASOwnerMANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 16, 2012 to Apr 29, 2024factForm ADV

Dated events

Occurred
Sep 4, 2026
Advisor changed firm
Jason N Rapp left Byrne Asset Management, Llc for Dumont & Blake Investment Advisors Llc (registered 2026-03-30)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75bc680f-c36b-f1e5-d031-3c5faba37642
First observed: Mar 16, 2012
Last observed: Mar 10, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BYRNE ASSET MANAGEMENT, LLC

CRD 125221

KINGSTON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75bc680f-c36b-f1e5-d031-3c5faba37642

Data as of Mar 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRENDAN THOMAS BYRNE

n/a

KINGSTON, NJ

ARTHUR PAUL ERNST

Certified Financial Planner

KINGSTON, NJ

ZHAONIAN CHEN

n/a

KINGSTON, NJ

n/a

Brian John Arena

n/a

KINGSTON, NJ

n/a

Brendan Thomas Byrne

n/a

KINGSTON, NJ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BYRNE, BRENDAN, THOMAS

MANAGING MEMBER / CHIEF COMPLIANCE OFFICER

yes

01/1999

Mar 16, 2012

Apr 29, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$269M

n/a

2024

Feb 12, 2025

$216M

n/a

2023

Feb 14, 2024

$211M

n/a

2022

Mar 2, 2023

$181M

n/a

2021

Mar 14, 2022

$217M

n/a

2020

Feb 24, 2021

$176M

n/a

2019

Feb 26, 2020

$159M

n/a

2018

Feb 25, 2019

$136M

n/a

2017

Mar 14, 2018

$146M

n/a

2016

Mar 10, 2017

$144M

n/a

2015

Mar 14, 2016

$141M

n/a

2014

Mar 20, 2015

$147M

n/a

2013

Mar 10, 2014

$134M

n/a

2012

Mar 15, 2013

$114M

n/a

2011

Mar 16, 2012

$109M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$269M

$216M

24.2%

$181M

14.1%