DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

B•••• A•••• M••••••••• L••

Independent wealth managerKingston, New JerseyCRD 125221SEC 801-61943websiteIAPD
Latest filing Mar 10, 2026
First filing on the tape Mar 16, 2012 · 27 filings
SEC status approved since Apr 7, 2003
RAUM
$269M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
93%
$250M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$53.7M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$269M as of Mar 10, 2026
Mar 16, 2012$109M then
HNW client RAUM$250M as of Mar 10, 2026
Mar 14, 2018$94.5M then
State-registered IARs (5.B.3)0 as of Mar 10, 2026
Mar 16, 20120 then
Employees (5.A)5 as of Mar 10, 2026
Mar 15, 20133 then
Private funds: no history
RAUM +24% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$53.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$1.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
7.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$250M93%
  • Pension and profit-sharing plans$18.8M7.0%
Individual clients
n/areported
HNW clients
166reported
Pension plan clients
2reported
Charitable clients
n/areported
Accounts
166reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.93 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
B•••••• T••••• B••••Kingston, NjNov 21, 200334 y1
A••••• P••• E••••Certified Financial PlannerKingston, NjNov 28, 200742 y2
Z••••••• C•••Kingston, NjDec 28, 201512 y0
B•••• J••• A••••Kingston, NjJan 22, 202040 y0
B•••••• T••••• B••••Kingston, NjJun 23, 202510 y0
Advisor movement
1 left, 0 joined in 12 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • B••••• B••••••• T••••• · Managing Member / Chief Compliance Officercontrol
    since 01/1999 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Kingston, Nj · principal501
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory employees · 6 to 5
    Feb 10, 2026 to Mar 10, 2026
  • Employees · 6 to 5
    Feb 10, 2026 to Mar 10, 2026
  • Accounts · 155 to 166
    Nov 19, 2025 to Feb 10, 2026
  • Advisory employees · 5 to 6
    Nov 19, 2025 to Feb 10, 2026
  • HNW clients · 153 to 166
    Nov 19, 2025 to Feb 10, 2026
  • Employees · 5 to 6
    Nov 19, 2025 to Feb 10, 2026
  • Discretionary RAUM · $216M to $269M
    Nov 19, 2025 to Feb 10, 2026
  • HNW RAUM · $200M to $250M
    Nov 19, 2025 to Feb 10, 2026
  • Pension RAUM · $16.7M to $18.8M
    Nov 19, 2025 to Feb 10, 2026
  • RAUM · $216M to $269M
    Nov 19, 2025 to Feb 10, 2026
  • Accounts · 149 to 155
    Apr 29, 2024 to Feb 12, 2025
  • HNW clients · 146 to 153
    Apr 29, 2024 to Feb 12, 2025
  • Financial planning clients · unset to
    Apr 29, 2024 to Feb 12, 2025
  • Discretionary RAUM · $211M to $216M
    Apr 29, 2024 to Feb 12, 2025
  • HNW RAUM · $178M to $200M
    Apr 29, 2024 to Feb 12, 2025
  • Pension RAUM · $14.0M to $16.7M
    Apr 29, 2024 to Feb 12, 2025
  • RAUM · $211M to $216M
    Apr 29, 2024 to Feb 12, 2025
  • Accounts · 142 to 149
    Mar 2, 2023 to Feb 14, 2024
  • HNW clients · 139 to 146
    Mar 2, 2023 to Feb 14, 2024
  • Employees · 6 to 5
    Mar 2, 2023 to Feb 14, 2024
  • Discretionary RAUM · $181M to $211M
    Mar 2, 2023 to Feb 14, 2024
  • HNW RAUM · $156M to $178M
    Mar 2, 2023 to Feb 14, 2024
  • Pension RAUM · $12.8M to $14.0M
    Mar 2, 2023 to Feb 14, 2024
  • RAUM · $181M to $211M
    Mar 2, 2023 to Feb 14, 2024
  • Accounts · 138 to 142
    Nov 4, 2022 to Mar 2, 2023
  • Advisory activities · 3 to 2
    Nov 4, 2022 to Mar 2, 2023
  • HNW clients · 135 to 139
    Nov 4, 2022 to Mar 2, 2023
  • Employees · 5 to 6
    Nov 4, 2022 to Mar 2, 2023
  • Discretionary RAUM · $217M to $181M
    Nov 4, 2022 to Mar 2, 2023
  • HNW RAUM · $183M to $156M
    Nov 4, 2022 to Mar 2, 2023
  • Pension RAUM · $14.5M to $12.8M
    Nov 4, 2022 to Mar 2, 2023
  • RAUM · $217M to $181M
    Nov 4, 2022 to Mar 2, 2023
  • Accounts · 131 to 138
    Sep 15, 2021 to Mar 14, 2022
  • HNW clients · 129 to 135
    Sep 15, 2021 to Mar 14, 2022
  • Pension plan clients · 1 to 2
    Sep 15, 2021 to Mar 14, 2022
  • HQ city · PRINCETON to KINGSTON
    Sep 15, 2021 to Mar 14, 2022
  • Discretionary RAUM · $176M to $217M
    Sep 15, 2021 to Mar 14, 2022
  • HNW RAUM · $135M to $183M
    Sep 15, 2021 to Mar 14, 2022
  • Pension RAUM · $7.3M to $14.5M
    Sep 15, 2021 to Mar 14, 2022
  • RAUM · $176M to $217M
    Sep 15, 2021 to Mar 14, 2022
Signals
1 dated events
  • J•••• N• R••• left B•••• A•••• M••••••••• L•• for D••••• • B•••• I••••••••• A••••••• L•• (registered 2026-03-30)
    Sep 4, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
609-497-1770reportedpublished by the firm, firm site, Sep 15, 2026
Business phone
609-497-1776reportedpublished by the firm, firm site, Sep 15, 2026
Website
H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
609-497-1776reportedpublic record, Form ADV, Mar 10, 2026
Contact form
byrneasset.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Team page
byrneasset.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$53.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026