DFX Intelligence

S•••••• A•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

S•••••• A•••• H•••••

Advisor at M••• W•••••

DENVER, CO

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Search this name across graphsid dfx:ria:75be68e8-ce62-b3b3-ec34-67a0234a8d01

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 2, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 2, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• W•••••	Independent wealth	Sep 11, 2023	n/a	yes	DENVER, CO	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 29, 2017	Apr 17, 2018	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••••• C••••••• I•••	L•• F•••••••• L••	Sep 12, 2023	Nov 29, 2017	-2,113	Firm change after gap	RIA to RIA
L•• F•••••••• L••	M••• W•••••	Apr 17, 2018	Sep 11, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:281597:CO:2017-11-29	Nov 29, 2017	Jan 30, 2017	DENVER, CO	Firm change after gap

Relationships

Registered with (6)

→ M••• W•••••Registered adviserregistration: current employment
Sep 11, 2023 to presentfactForm ADV
→ T•••••• C••••••• I•••Registered adviserregistration: previous registration
Jan 30, 2017 to Sep 12, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Apr 17, 2018factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Occurred
Sep 12, 2023
Advisor changed firm
S•••••• A•••• H••••• left T•••••• C••••••• I••• for L•• F•••••••• L•• (registered 2017-11-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75be68e8-ce62-b3b3-ec34-67a0234a8d01
First observed: Aug 2, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.