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CRD 281143
PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ADELMAN, DAVID, J | Member | D | yes | 05/2007 | May 19, 2016 | Sep 13, 2016 |
| BARNES, AGNIESZKA, HUBERT | INTERIM CFO | Na | yes | 02/2016 | Mar 29, 2016 | Sep 13, 2016 |
| BELINFANTI, GREGORY, AMILCAR | OPERATING COMMITTEE MEMBER | Na | yes | 01/2016 | Mar 29, 2016 | Sep 13, 2016 |
| CASHIN, RICHARD, MARSHALL | Member | D | yes | 10/2014 | Oct 7, 2015 | Sep 13, 2016 |
| CASHIN, RICHARD, MARSHALL | OPERATING COMMITTEE MEMBER AND CEO | Na | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| FORMAN, MICHAEL, CRAIG | MANAGING MEMBER | D | yes | 05/2007 | Oct 7, 2015 | Sep 13, 2016 |
| FORMAN, MICHAEL, CRAIG | OPERATING COMMITTEE MEMBER | Na | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| FRANKLIN SQUARE HOLDINGS G.P., LLC | GENERAL PARTNER | F | yes | 05/2007 | May 19, 2016 | Sep 13, 2016 |
| FRANKLIN SQUARE HOLDINGS, L.P. | Member | E | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| FSOE MANAGER, LLC | Member | D | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| HAN, DAVID | OPERATING COMMITTEE MEMBER AND EVP | Na | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| HAN, DAVID | Member | D | yes | 10/2014 | Oct 7, 2015 | Sep 13, 2016 |
| HEBLE, NEAL, ARUN | VICE PRESIDENT | Na | yes | 02/2016 | Mar 29, 2016 | Sep 13, 2016 |
| KELLY, MICHAEL, JOHN | OPERATING COMMITTEE MEMBER AND EVP | Na | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| MARION, JESSICA, RAE | VICE PRESIDENT | Na | yes | 02/2016 | Oct 7, 2015 | Sep 13, 2016 |
| OEP CAPITAL ADVISORS, GP LLC | GENERAL PARTNER | F | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| OEP CAPITAL ADVISORS, GP LLC | Member | C | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| OEP CAPITAL ADVISORS, L.P. | Member | E | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| OEP CAPITAL ADVISORS, LLC | Member | C | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| STOJKA, THEODORA, MANASSES | VICE PRESIDENT | Na | yes | 02/2016 | Mar 29, 2016 | Sep 13, 2016 |
| TWITMYER, ROBERT, TUCKER | OPERATING COMMITTEE MEMBER | Na | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| VOLK, JAMES, FRANCIS | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2015 | Oct 7, 2015 | Sep 13, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| OEP CAPITAL ADVISORS, L.P. | n/a | Asset manager | $16B | Y | yes | n/a |
| FSIC II ADVISOR, LLC | n/a | Former SEC adviser | $5.1B | N | yes | n/a |
| FS INVESTMENT ADVISOR, LLC | n/a | Former SEC adviser | $4.3B | N | yes | n/a |
| FB INCOME ADVISOR, LLC | n/a | Former SEC adviser | $4.1B | N | yes | n/a |
| FSIC III ADVISOR, LLC | n/a | Former SEC adviser | $3.8B | N | yes | n/a |
| FS GLOBAL ADVISOR, LLC | n/a | Asset manager | $3.0B | N | yes | n/a |
| FSIC IV ADVISOR, LLC | n/a | Former SEC adviser | $376M | N | yes | n/a |
| FS ENERGY ADVISOR, LLC | n/a | Former SEC adviser | $46.0M | N | yes | n/a |
| FSEP II ADVISOR, LLC | n/a | Former SEC adviser | $200,000 | N | yes | n/a |
| FRANKLIN SQUARE HOLDINGS, L.P. | n/a | n/a | n/a | Y | yes | n/a |
| FS INVESTMENT SOLUTIONS, LLC | n/a | n/a | n/a | N | yes | n/a |
| FS ONEEQUITY MANAGER GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Chicago | IL | United States | n/a | no |
| NEW YORK | NY | United States | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 29, 2016 | $51.0M | $51.0M | 53 | 29 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $57.0M | n/a | n/a | n/a | n/a | 53 | n/a | n/a | n/a |