DFX Intelligence

F• G••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

F• G••••• A••••••• L••

CRD 167620

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Jun 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 57
Dated events: 15
On other graphs: 3
Observed: Jul 11, 2013 to Jun 10, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

F• G••••• A••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

F• G••••• A••••••• L••

Capital provider to sponsors · key_crd, key_sfn_adviser, shared_crd

Private Creditidentity

F• G••••• A••••••• L••

Private credit manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.93 institutional_share=0.0 related_bd=true related_bank=true bd_reps=14.0
Regulatory AUM: $3.0B••• Locked
Discretionary RAUM: $2.8B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
A••••••s on IAPD: 0
Employees: 184

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P• S••••• C••••• O••••••••• F•••• L•••	Private Equity Fund	$378M	Jun 10, 2026	17	Mar 30, 2020	reported	021-337828
F• S••••• C••••• F••• I•• L•	Private Equity Fund	$245M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• D••••• J••••	Member	D	yes	05/2007	Jul 11, 2013	Dec 16, 2024
A••••••• D••••• J••••	Principal	Na	yes	01/2013	Jul 11, 2013	Dec 16, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
P•••••••• A••••••• L••	n/a	Other adviser	$48B	N	yes	n/a
F••••• A••••••• L••	n/a	Asset manager	$16B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	12	yes
Darien	Ct	United States	6	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	A••••••y staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.0B	$3.0B	-0.6%	$2.0B	14.4%	184	152	3	2

Relationships

Affiliated with (29)

→ P•••••••• A••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ C••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV
→ F• F••• A••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ F• C••••• I••••• A••••••• L••Registered adviser

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
10 Jun 2026
Ria private fund assets change
••• Locked
Form ADV
$337M
Occurred
10 Jun 2026
Ria principal change3 events
F• G••••• A••••••• L••: ria principal change, 3 events, on 10 Jun 2026
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
10 Jun 2026
Ria office opened
••• Locked
Form ADV
Occurred
10 Jun 2026
Ria indirect owner change
••• Locked
Form ADV
Occurred
10 Jun 2026
Private fund gav change
••• Locked
Form ADV
$129M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 11, 2013
Last observed: Jun 10, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 26 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• M••••••• C••••	CHIEF EXECUTIVE OFFICER	Na	yes	01/2013	Jul 11, 2013	Dec 16, 2024
F•••••• M••••••• C••••	SOLE MEMBER	E	yes	02/2007	Jul 11, 2013	Dec 16, 2024
F••••••• S••••• H•••••••• G•••• L••	GENERAL PARTNER	F	yes	05/2007	Jul 2, 2021	Dec 16, 2024
F••••••• S••••• H•••••••• L•••	Member	E	yes	06/2023	Jul 11, 2013	Dec 16, 2024
F••••••• S••••• H•••••••• L•••	Member	F	yes	06/2023	Jul 11, 2013	Dec 16, 2024
F••••••• S••••• H•••••••• L•••	Member	D	yes	06/2023	Jul 11, 2013	Dec 16, 2024
F•• A•••••• F•• H•••••••• L••	Member	F	yes	06/2023	Jul 17, 2023	Dec 16, 2024
F•• A•••••• F•• H•••••••• L••	Member	B	yes	06/2023	Jul 17, 2023	Dec 16, 2024
F•• N•• A••••••••• L••	L•••••• PARTNER	C	yes	06/2023	Jul 17, 2023	Dec 16, 2024
F••• H••••• L••	Member	E	yes	06/2023	May 1, 2024	Dec 16, 2024
M•••• W••••••• D••••	Dcco	Na	yes	03/2019	Mar 25, 2019	Dec 16, 2024
S••••••• S••••••	GENERAL COUNSEL	Na	yes	01/2013	Mar 22, 2018	Dec 16, 2024
T•• 2••• F••••• I••••••••• T••••	Member	C	yes	06/2023	Jul 11, 2013	Dec 16, 2024
F•• H••••• L••	Member	E	no	06/2023	May 1, 2024	Dec 16, 2024
F•• H••••• S•• L••	Member	F	no	06/2023	May 1, 2024	Dec 16, 2024
H•••••• M••••••• J••	Trustee	F	no	01/2012	Jul 11, 2013	Dec 16, 2024

All 14 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••• S••••• H•••••••• L•••	n/a	n/a	n/a	Y	yes	n/a
F• I••••••••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a
P•••••••• A••••••• C•••••• U•• L•••	n/a	n/a	n/a	N	yes	n/a
P•••••••• A••••••• S•••••••• P•• L•••	n/a	n/a	n/a	N	yes	n/a

All 13 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	A••••••y staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$1.3B	$1.3B	156	15	n/a	n/a	n/a
2014	Mar 30, 2015	$1.0B	$1.0B	127	37	n/a	n/a	n/a
2013	Mar 28, 2014	$63.9M	$63.9M	89	26	n/a	n/a	n/a