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RIA / WealthAdvisorCertified Financial Planner41 years in industry

FREDERICK JOSEPH PAYNE

Advisor at SWIFTWATER CAPITAL

LAKE OSWEGO, OR

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Search this name across graphsid dfx:ria:75c2b8ad-e076-948b-0f91-957ad4e32088

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 1, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SWIFTWATER CAPITAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 2, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 2, 1985
First registration: Jun 1, 1998
Dual registered: no
Other names: FRED PAYNE|FRED PAYNE
IAPD individual key: 1290237

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SWIFTWATER CAPITAL	Independent wealth	Feb 25, 2025	n/a	yes	LAKE OSWEGO, OR	Current employment
CWM, LLC	Bd affiliated wealth	Jun 12, 2023	Jul 7, 2025	no	Lake Oswego, OR\|OMAHA, NE	Previous registration
NORTHWEST CAPITAL MANAGEMENT INC.	Institutional manager	Feb 15, 2018	Jul 7, 2025	no	LAKE OSWEGO, OR	Previous registration
HARBOUR INVESTMENT MANAGEMENT L.L.C.	Independent wealth	Aug 1, 2017	Jan 4, 2019	no	EDMONDS, WA	Previous registration
NORTHWEST CAPITAL MANAGEMENT INC.	Institutional manager	Jun 1, 1998	Dec 31, 2017	no	PORTLAND, OR\|PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWEST CAPITAL MANAGEMENT INC.	CWM, LLC	Jul 7, 2025	Jun 12, 2023	-756	Firm change after gap	Other
CWM, LLC	SWIFTWATER CAPITAL	Jul 7, 2025	Feb 25, 2025	-132	Firm change after gap	Ibd to RIA
HARBOUR INVESTMENT MANAGEMENT L.L.C.	NORTHWEST CAPITAL MANAGEMENT INC.	Jan 4, 2019	Feb 15, 2018	-323	Firm change after gap	Other
NORTHWEST CAPITAL MANAGEMENT INC.	HARBOUR INVESTMENT MANAGEMENT L.L.C.	Dec 31, 2017	Aug 1, 2017	-152	Firm change after gap	Other

Relationships

Registered with (4)

→ SWIFTWATER CAPITALRegistered adviserregistration: current employment
Feb 25, 2025 to presentfactForm ADV
→ NORTHWEST CAPITAL MANAGEMENT INC.Registered adviserregistration: previous registration
Feb 15, 2018 to Jul 7, 2025factForm ADV
→ CWM, LLCRegistered adviserregistration: previous registration
Jun 12, 2023 to Jul 7, 2025factForm ADV
→ HARBOUR INVESTMENT MANAGEMENT L.L.C.Registered adviserregistration: previous registration
Aug 1, 2017 to Jan 4, 2019factForm ADV

Dated events

Occurred
Jul 7, 2025
Advisor changed firm
Frederick Joseph Payne left Cwm, Llc for Swiftwater Capital (registered 2025-02-25)
Form ADVobserved 6 days ago
Occurred
Jul 7, 2025
Advisor changed firm
Frederick Joseph Payne left Northwest Capital Management Inc. for Cwm, Llc (registered 2023-06-12)
Form ADVobserved 6 days ago