This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EDWARD JONES

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 1, 1993earliest registration or exam on IAPD

Years in industry

33derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Jun 4, 2018

First registration

Jun 5, 2018

Dual registered

yes, broker-dealer

Other names

Chris Gallagher|Christopher James Gallagher

IAPD individual key

6912097

• Occurred

  Aug 17, 2022
  Advisor changed firm

  Chris Gallagher left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Edward Jones (registered 2022-10-28)

  Form ADVobserved 5 days ago
• Occurred

  Apr 6, 2022
  Advisor changed firm

  Chris Gallagher left Fisher Investments for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-07-26)

  Form ADVobserved 5 days ago
• Occurred

  Jan 20, 2022
  Advisor changed firm

  Chris Gallagher left Edward Jones for Fisher Investments (registered 2022-02-17)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:75cb275c-04f7-e935-df26-5d4e40b5d42b

First observed

Jun 5, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.