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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

ASB CAPITAL MANAGEMENT LLC

CRD 110995

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75dec2a8-1be2-e2f0-bd88-3c43577b9c69

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 43
Dated events: 10
On other graphs: 0
Observed: Mar 29, 2012 to Apr 29, 2026
44 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.9 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $37BItem 5.F on the latest filing (2026-04-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $37B
Private client RAUM: $16.1MderivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 17
RAUM per advisor: $2.2Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 62
Advisory employees: 33
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 84
High net worth clients: 1
Custody, client assets: $4.2B
SEC number: 801-57896
CRD: 110995
Filings on the tape: 44
First filed: Mar 29, 2012
Latest filed: Apr 29, 2026
Organised: Limited Liability Company, MD
Website: asbcm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
FRANCIS PAUL NIGRO	n/a	BETHESDA, MD	15	15	n/a	no
ROBERT BENET BELLINGER	Chartered Financial Analyst	BETHESDA, MD	11	14	n/a	no
ROBERT J GRONDA	n/a	BETHESDA, MD	7	11	n/a	no
Matthew Brodie Ruland	n/a	BETHESDA, MD	3	13	n/a	no
Sean Finnegan	n/a	BETHESDA, MD	3	21	n/a	no
John Robert Dempsey	Chartered Financial Analyst	BETHESDA, MD	2	13	n/a	no
LAWRENCE PHILLIP BRAITHWAITE	n/a	BETHESDA, MD	2	15	n/a	no
Ashtyn Lauren Shrader	n/a	BETHESDA, MD	2	11	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELLINGER, ROBERT, BENET	CEO, ASB CAPITAL MANAGEMENT LLC	Na	yes	05/2012	Mar 29, 2012	Aug 19, 2024
CHEVY CHASE HOLDINGS, INC.	Owner	E	yes	02/2009	Mar 31, 2014	Aug 19, 2024
CHEVY CHASE TRUST HOLDINGS, LLC	Owner	E	yes	02/2009	Mar 31, 2017	Aug 19, 2024
CLANCY, GEORGE, PATRICK	Director	Na	yes	07/2010	Mar 29, 2012	Aug 19, 2024
DUNCAN, PAUL, ROY	CHIEF COMPLIANCE OFFICER	Na	yes	01/2005	Mar 29, 2012	Aug 19, 2024
FRIEDMAN, JOEL, ALBERT	CHIEF FINANCIAL OFFICER	Na	yes	03/2010	Mar 29, 2012	Aug 19, 2024
GROSVENOR, GILBERT, MELVILLE	Director	Na	yes	01/2010	Mar 29, 2012	Aug 19, 2024
Lotuff, Patricia, Saul	VICE CHAIR	Na	yes	03/2022	Mar 28, 2019	Aug 19, 2024
MCSWEENY, WILLIAM, F (MI ONLY)	Director	Na	yes	11/1997	Mar 29, 2012	Aug 19, 2024
PLATTS, HOWARD, GREGORY	Director	Na	yes	03/2009	Mar 29, 2012	Aug 19, 2024
Powell, Earl, Alexander	Director	Na	yes	04/2018	Apr 27, 2018	Aug 19, 2024
Reed, Brendan, Joseph	GENERAL COUNSEL	Na	yes	01/2024	Jan 12, 2024	Aug 19, 2024
Ruland, Matthew, Brodie	CHIEF OPERATING OFFICER	Na	yes	04/2023	Jun 6, 2023	Aug 19, 2024
SAUL, BERNARD, FRANCIS II	Owner	E	yes	02/2009	Mar 29, 2012	Aug 19, 2024
SAUL, BERNARD, FRANCIS II	CHAIRMAN OF THE BOARD OF DIRECTORS	Na	yes	11/1997	Mar 29, 2012	Aug 19, 2024
WESTMINSTER INVESTING, LLC	Owner	E	yes	02/2009	Mar 30, 2023	Aug 19, 2024
WHITAKER, JOHN, JEFFREY	Director	Na	yes	01/2021	Mar 27, 2021	Aug 19, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CHEVY CHASE TRUST COMPANY	n/a	Mixed wealth	$45B	N	yes	Md

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PALO ALTO	CA	United States	5	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 29, 2026	$37B	$37B	62	33	1	n/a	n/a
2024	Apr 30, 2025	$33B	$33B	67	31	1	n/a	n/a
2023	Mar 29, 2024	$30B	$30B	80	34	1	n/a	n/a
2022	Mar 30, 2023	$27B	$27B	77	44	1	n/a	n/a
2021	Mar 28, 2022	$32B	$32B	77	45	1	n/a	n/a
2020	Mar 27, 2021	$31B	$31B	77	29	2	n/a	n/a
2019	Mar 27, 2020	$30B	$30B	77	32	2	n/a	n/a
2018	Mar 28, 2019	$25B	$25B	75	35	3	n/a	n/a
2017	Mar 30, 2018	$28B	$28B	70	30	3	n/a	n/a
2016	Mar 31, 2017	$24B	$24B	70	35	n/a	n/a	n/a
2015	Mar 29, 2016	$22B	$22B	66	32	n/a	n/a	n/a
2014	Mar 31, 2015	$20B	$20B	66	32	n/a	n/a	n/a
2013	Mar 31, 2014	$17B	$17B	66	32	n/a	n/a	n/a
2012	Mar 28, 2013	$13B	$13B	58	29	n/a	n/a	n/a
2011	Mar 29, 2012	$9.0B	$9.0B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$37B	$33B	11.6%	$27B	10.7%	62	67	1	1

Relationships

Affiliated with (2)

→ CHEVY CHASE TRUST COMPANYRegistered adviserother investment adviser, pooled vehicle sponsor, custodian, common control
factForm ADV
← CHEVY CHASE TRUST COMPANYRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Registered with (23)

← LYNN M. PANAGOSAdvisorregistration: current employment
May 22, 2024 to presentfactForm ADV
← Ashtyn Lauren ShraderAdvisorregistration: current employment
Feb 7, 2024 to presentfactForm ADV
← LAWRENCE PHILLIP BRAITHWAITEAdvisorregistration: current employment
Jan 30, 2024 to presentfactForm ADV
← John Robert DempseyAdvisorregistration: current employment
Nov 19, 2023 to presentfactForm ADV
← Sean FinneganAdvisorregistration: current employment
May 23, 2023 to presentfactForm ADV
← Matthew Brodie RulandAdvisorregistration: current employment
Dec 19, 2022 to presentfactForm ADV
← Andrew MorganAdvisorregistration: current employment
Oct 21, 2022 to presentfactForm ADV
← SPENCER CHRISTIAN SMITHAdvisorregistration: current employment
Aug 1, 2019 to presentfactForm ADV
← CARLTON WILLIAM DAVISAdvisorregistration: previous registration
May 31, 2013 to Nov 15, 2016factForm ADV
← ROBERT J GRONDAAdvisorregistration: current employment
Oct 8, 2018 to presentfactForm ADV
← JUSTIN SCOTT LIBERTIAdvisorregistration: current employment
Apr 6, 2016 to presentfactForm ADV
← ROBERT BENET BELLINGERAdvisorregistration: current employment
Jun 1, 2015 to presentfactForm ADV
← ROBERT WILKINSON EUBANKAdvisorregistration: current employment
Apr 17, 2013 to presentfactForm ADV
← FRANCIS PAUL NIGROAdvisorregistration: current employment
Feb 8, 2011 to presentfactForm ADV
← MICHAEL JOSEPH STAFFORDAdvisorregistration: current employment
Jun 29, 2010 to presentfactForm ADV
← CRAIG ANDREW PERNICKAdvisorregistration: current employment
Mar 23, 2010 to presentfactForm ADV
← JUDY KAY MCCOYAdvisorregistration: current employment
Oct 1, 2000 to presentfactForm ADV
← MARTIN JOSEPH MCLAUGHLINAdvisorregistration: previous registration
Aug 19, 2005 to Apr 20, 2022factForm ADV
← ROBERT ERIC KRAUSAdvisorregistration: previous registration
May 29, 2008 to Jul 5, 2017factForm ADV
← JENNY ANN NOTTEAdvisorregistration: previous registration
Jul 14, 2004 to Dec 8, 2010factForm ADV
← JOHN ARNOLD EDWARDSAdvisorregistration: previous registration
May 29, 2008 to Mar 26, 2010factForm ADV
← DANIEL BRENDAN MULVEYAdvisorregistration: previous registration
Jul 13, 2005 to Apr 22, 2008factForm ADV
← HEATHER TRACEY ERRIGOAdvisorregistration: previous registration
Oct 1, 2000 to Mar 15, 2004factForm ADV

Controls (16)

← SAUL, BERNARD, FRANCIS IIOwnerOWNER, ownership code E, individual
Mar 29, 2012 to Aug 19, 2024factForm ADV
← BELLINGER, ROBERT, BENETOwnerCEO, ASB CAPITAL MANAGEMENT LLC, ownership code NA, individual
Mar 29, 2012 to Aug 19, 2024factForm ADV
← MCSWEENY, WILLIAM, F (MI ONLY)OwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Aug 19, 2024factForm ADV
← CLANCY, GEORGE, PATRICKOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Aug 19, 2024factForm ADV
← DUNCAN, PAUL, ROYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2012 to Aug 19, 2024factForm ADV
← WHITAKER, JOHN, JEFFREYOwnerDIRECTOR, ownership code NA, individual
Mar 27, 2021 to Aug 19, 2024factForm ADV
← PLATTS, HOWARD, GREGORYOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Aug 19, 2024factForm ADV
← GROSVENOR, GILBERT, MELVILLEOwnerDIRECTOR, ownership code NA, individual
Mar 29, 2012 to Aug 19, 2024factForm ADV
← FRIEDMAN, JOEL, ALBERTOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2012 to Aug 19, 2024factForm ADV
← Powell, Earl, AlexanderOwnerDIRECTOR, ownership code NA, individual
Apr 27, 2018 to Aug 19, 2024factForm ADV
← Lotuff, Patricia, SaulOwnerVICE CHAIR, ownership code NA, individual
Mar 28, 2019 to Aug 19, 2024factForm ADV
← Ruland, Matthew, BrodieOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jun 6, 2023 to Aug 19, 2024factForm ADV
← Reed, Brendan, JosephOwnerGENERAL COUNSEL, ownership code NA, individual
Jan 12, 2024 to Aug 19, 2024factForm ADV
← CHEVY CHASE HOLDINGS, INC.OwnerOWNER, ownership code E, domestic entity
Mar 31, 2014 to Aug 19, 2024factForm ADV
← CHEVY CHASE TRUST HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Mar 31, 2017 to Aug 19, 2024factForm ADV
← WESTMINSTER INVESTING, LLCOwnerOWNER, ownership code E, domestic entity
Mar 30, 2023 to Aug 19, 2024factForm ADV

Dated events

Occurred
Aug 19, 2024
Control person left
Michael Peter Welber (Director) no longer on Schedule A of Asb Capital Management Llc (listed 2024-05-13, absent 2024-08-19)
Form ADVobserved 3 days ago
Occurred
Jan 12, 2024
Control person left
Nicolaides Christine Kearns (Vice Chair, General Counsel) no longer on Schedule A of Asb Capital Management Llc (listed 2023-06-06, absent 2024-01-12)
Form ADVobserved 3 days ago
Occurred
Jan 12, 2024
Control person joined
Joseph Brendan Reed (General Counsel) appeared on Schedule A of Asb Capital Management Llc
Form ADVobserved 3 days ago
Occurred
Jun 6, 2023
Control person joined
Brodie Matthew Ruland (Chief Operating Officer) appeared on Schedule A of Asb Capital Management Llc
Form ADVobserved 3 days ago
Occurred
Apr 20, 2022
Advisor changed firm
Martin Joseph Mclaughlin left Asb Capital Management Llc for Rive Capital Advisors Llc (registered 2022-08-15)
Form ADVobserved 3 days ago
Occurred
Mar 27, 2021
Control person joined
Jeffrey John Whitaker (Director) appeared on Schedule A of Asb Capital Management Llc
Form ADVobserved 3 days ago
Occurred
Jun 5, 2020
Control person left
Francis Bernard Saul (Director) no longer on Schedule A of Asb Capital Management Llc (listed 2020-05-05, absent 2020-06-05)
Form ADVobserved 3 days ago
Occurred
May 17, 2019
Control person left
Doheny Lasalle Leffall (Director) no longer on Schedule A of Asb Capital Management Llc (listed 2019-03-28, absent 2019-05-17)
Form ADVobserved 3 days ago
Occurred
Mar 28, 2019
Control person joined
Saul Patricia Lotuff (Director) appeared on Schedule A of Asb Capital Management Llc
Form ADVobserved 3 days ago
Occurred
Mar 28, 2019
Control person left
Robert Walter Fatzinger (Director) no longer on Schedule A of Asb Capital Management Llc (listed 2018-10-30, absent 2019-03-28)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:75dec2a8-1be2-e2f0-bd88-3c43577b9c69
First observed: Mar 29, 2012
Last observed: Apr 29, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASB CAPITAL MANAGEMENT LLC

CRD 110995

BETHESDA, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:75dec2a8-1be2-e2f0-bd88-3c43577b9c69

Data as of Apr 29, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

FRANCIS PAUL NIGRO

n/a

BETHESDA, MD

n/a

ROBERT BENET BELLINGER

Chartered Financial Analyst

BETHESDA, MD

n/a

ROBERT J GRONDA

n/a

BETHESDA, MD

n/a

Matthew Brodie Ruland

n/a

BETHESDA, MD

n/a

Sean Finnegan

n/a

BETHESDA, MD

n/a

John Robert Dempsey

Chartered Financial Analyst

BETHESDA, MD

n/a

LAWRENCE PHILLIP BRAITHWAITE

n/a

BETHESDA, MD

n/a

Ashtyn Lauren Shrader

n/a

BETHESDA, MD

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELLINGER, ROBERT, BENET

CEO, ASB CAPITAL MANAGEMENT LLC

yes

05/2012

Mar 29, 2012

Aug 19, 2024

CHEVY CHASE HOLDINGS, INC.

Owner

yes

02/2009

Mar 31, 2014

Aug 19, 2024

CHEVY CHASE TRUST HOLDINGS, LLC

Owner

yes

02/2009

Mar 31, 2017

Aug 19, 2024

CLANCY, GEORGE, PATRICK

Director

yes

07/2010

Mar 29, 2012

Aug 19, 2024

DUNCAN, PAUL, ROY

CHIEF COMPLIANCE OFFICER

yes

01/2005

Mar 29, 2012

Aug 19, 2024

FRIEDMAN, JOEL, ALBERT

CHIEF FINANCIAL OFFICER

yes

03/2010

Mar 29, 2012

Aug 19, 2024

GROSVENOR, GILBERT, MELVILLE

Director

yes

01/2010

Mar 29, 2012

Aug 19, 2024

Lotuff, Patricia, Saul

VICE CHAIR

yes

03/2022

Mar 28, 2019

Aug 19, 2024

MCSWEENY, WILLIAM, F (MI ONLY)

Director

yes

11/1997

Mar 29, 2012

Aug 19, 2024

PLATTS, HOWARD, GREGORY

Director

yes

03/2009

Mar 29, 2012

Aug 19, 2024

Powell, Earl, Alexander

Director

yes

04/2018

Apr 27, 2018

Aug 19, 2024

Reed, Brendan, Joseph

GENERAL COUNSEL

yes

01/2024

Jan 12, 2024

Aug 19, 2024

Ruland, Matthew, Brodie

CHIEF OPERATING OFFICER

yes

04/2023

Jun 6, 2023

Aug 19, 2024

SAUL, BERNARD, FRANCIS II

Owner

yes

02/2009

Mar 29, 2012

Aug 19, 2024

SAUL, BERNARD, FRANCIS II

CHAIRMAN OF THE BOARD OF DIRECTORS

yes

11/1997

Mar 29, 2012

Aug 19, 2024

WESTMINSTER INVESTING, LLC

Owner

yes

02/2009

Mar 30, 2023

Aug 19, 2024

WHITAKER, JOHN, JEFFREY

Director

yes

01/2021

Mar 27, 2021

Aug 19, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CHEVY CHASE TRUST COMPANY

n/a

Mixed wealth

$45B

yes

City

State

Country

Employees

Also broker-dealer

PALO ALTO

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 29, 2026

$37B

n/a

2024

Apr 30, 2025

$33B

n/a

2023

Mar 29, 2024

$30B

n/a

2022

Mar 30, 2023

$27B

n/a

2021

Mar 28, 2022

$32B

n/a

2020

Mar 27, 2021

$31B

n/a

2019

Mar 27, 2020

$30B

n/a

2018

Mar 28, 2019

$25B

n/a

2017

Mar 30, 2018

$28B

n/a

2016

Mar 31, 2017

$24B

n/a

2015

Mar 29, 2016

$22B

n/a

2014

Mar 31, 2015

$20B

n/a

2013

Mar 31, 2014

$17B

n/a

2012

Mar 28, 2013

$13B

n/a

2011

Mar 29, 2012

$9.0B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$37B

$33B

11.6%

$27B

10.7%