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RIA / WealthAdvisor29 years in industry

Kari Ann Maenhout

Advisor at M HOLDINGS SECURITIES, INC.

Seattle, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Feb 10, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M HOLDINGS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 10, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jan 10, 1997
First registration: Feb 10, 1998
Dual registered: no
Other names: Kari Ann Baerg
IAPD individual key: 2815352

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Mar 13, 2026	n/a	yes	Seattle, WA	Current employment
RUSSELL INVESTMENTS	Asset manager	Jun 25, 2024	Apr 16, 2026	no	SEATTLE, WA	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Sep 22, 2020	Mar 29, 2024	no	Seattle, WA\|PORTLAND, OR	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Apr 20, 2017	Aug 28, 2020	no	PORTLAND, OR\|Seattle, WA	Previous registration
CADENCE WEALTH MANAGEMENT, LLC	State registered	Nov 22, 2011	Feb 29, 2024	no	SEATTLE, WA	Previous registration
RA BENCH, INC	n/a	Feb 10, 1998	Mar 22, 2010	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RUSSELL INVESTMENTS	M HOLDINGS SECURITIES, INC.	Apr 16, 2026	Mar 13, 2026	-34	Firm change after gap	Other
M HOLDINGS SECURITIES, INC.	RUSSELL INVESTMENTS	Mar 29, 2024	Jun 25, 2024	88	Firm change	Other
CADENCE WEALTH MANAGEMENT, LLC	M HOLDINGS SECURITIES, INC.	Feb 29, 2024	Apr 20, 2017	-2,506	Firm change after gap	Other
RA BENCH, INC	CADENCE WEALTH MANAGEMENT, LLC	Mar 22, 2010	Nov 22, 2011	610	Firm change after gap	Other

Relationships

Registered with (4)

→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Sep 22, 2020 to Mar 29, 2024factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserregistration: previous registration
Jun 25, 2024 to Apr 16, 2026factForm ADV
→ CADENCE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 22, 2011 to Feb 29, 2024factForm ADV
→ RA BENCH, INCRegistered adviserregistration: previous registration
Feb 10, 1998 to Mar 22, 2010factForm ADV

Dated events

Occurred
Apr 16, 2026
Advisor changed firm
Kari Ann Maenhout left Russell Investments for M Holdings Securities, Inc. (registered 2026-03-13)
Form ADVobserved 5 days ago
Occurred
Mar 29, 2024
Advisor changed firm
Kari Ann Maenhout left M Holdings Securities, Inc. for Russell Investments (registered 2024-06-25)
Form ADVobserved 5 days ago
Occurred
Feb 29, 2024
Advisor changed firm
Kari Ann Maenhout left Cadence Wealth Management, Llc for M Holdings Securities, Inc. (registered 2017-04-20)
Form ADVobserved 5 days ago