DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•• W••••• M••••••••• L••
VISALIA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•• W••••• M••••••••• L•• | State registered | Aug 16, 2022 | n/a | yes | VISALIA, CA | Current employment |
| M••••• C•••••• A•••••••• L•• | Independent wealth | Jan 21, 2022 | Mar 21, 2024 | no | Visalia, CA|RALEIGH, NC|Visalia, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• C•••••• A•••••••• L•• | F•• W••••• M••••••••• L•• | Mar 21, 2024 | Aug 16, 2022 | -583 | Firm change after gap | RIA to state RIA |
| T••••••••• F•••••••• A•••••••• L•• | M••••• C•••••• A•••••••• L•• | Apr 18, 2012 | May 25, 2012 |
| M••••• C•••••• A•••••••• L•• | Independent wealth | May 25, 2012 | Dec 31, 2021 | no | VISALIA, CA|RALEIGH, NC|Visalia, CA | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Jun 9, 2003 | Apr 18, 2012 | no | VISALIA , CA|GOLD RIVER, CA|VISALIA, CA | Previous registration |
| A• G• E•••••• • S•••• I••• | n/a | Mar 29, 2001 | Sep 9, 2002 | no | VISALIA, CA | Previous registration |
| 37 |
| Firm change |
| Other |
| A• G• E•••••• • S•••• I••• | T••••••••• F•••••••• A•••••••• L•• | Sep 9, 2002 | Jun 9, 2003 | 273 | Firm change | Other |